October 2024 - cypherpunks - lists.cpunks.org

TD Bank Deal A $3B Lesson In Compliance, DOJ Official Says
by Gunnar Larson 11 Oct '24

11 Oct '24

TD Bank Deal A $3B Lesson In Compliance, DOJ Official Says <https://www.law360.com/capitalmarkets/articles/1889184?nl_pk=abe82add-2a33-…> By Sarah Jarvis TD Bank's historic settlement with U.S. authorities over anti-money laundering violations should serve as a warning for compliance officials and executives at banks across the country, Deputy Attorney General Lisa Monaco said Thursday. Read full article » <https://www.law360.com/capitalmarkets/articles/1889184?nl_pk=abe82add-2a33-…> | Save to favorites » <https://www.law360.com/capitalmarkets/articles/1889184?nl_pk=abe82add-2a33-…>

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Feds Slam Ex-FTX Exec's '11th Hour' Prison Delay Bid
by Gunnar Larson 11 Oct '24

11 Oct '24

Feds Slam Ex-FTX Exec's '11th Hour' Prison Delay Bid <https://www.law360.com/capitalmarkets/articles/1889249?nl_pk=abe82add-2a33-…> By Bonnie Eslinger Federal prosecutors slammed an "eleventh hour request" from former FTX co-CEO Ryan Salame to further delay the start of his prison sentence, telling a New York federal judge that Salame has apparently recovered from the dog attack that postponed his first surrender date and any remaining medical care appears "largely cosmetic and nonurgent." Letter attached | Read full article » <https://www.law360.com/capitalmarkets/articles/1889249?nl_pk=abe82add-2a33-…> | Save to favorites » <https://www.law360.com/capitalmarkets/articles/1889249?nl_pk=abe82add-2a33-…>

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Ripple Labs Files Cross-Appeal Of Judgment In SEC Suit
by Gunnar Larson 11 Oct '24

11 Oct '24

Ripple Labs Files Cross-Appeal Of Judgment In SEC Suit <https://www.law360.com/capitalmarkets/articles/1889135?nl_pk=abe82add-2a33-…> By Aislinn Keely Blockchain firm Ripple Labs on Thursday notified a New York federal judge of its intention to cross-appeal the judgment in its U.S. Securities and Exchange Commission enforcement case after the regulator kicked the decision to the Second Circuit last week. Notice attached | Read full article » <https://www.law360.com/capitalmarkets/articles/1889135?nl_pk=abe82add-2a33-…> | Save to favorites » <https://www.law360.com/capitalmarkets/articles/1889135?nl_pk=abe82add-2a33-…>

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Lebanese Bank Claims It Was Told Not To Repay $234M Debt
by Gunnar Larson 11 Oct '24

11 Oct '24

Lebanese Bank Claims It Was Told Not To Repay $234M Debt <https://www.law360.co.uk/financial-services-uk/articles/1886327?nl_pk=a94fc…> By Sam Tabahriti Lebanon's largest private lender has claimed that the central bank of the Middle East state advised it not to repay foreign loans and interests totaling more than $234 million it owed to a member of the World Bank Group because of an economic crisis. Read full article » <https://www.law360.co.uk/financial-services-uk/articles/1886327?nl_pk=a94fc…> | Save to favorites » <https://www.law360.co.uk/financial-services-uk/articles/1886327?nl_pk=a94fc…>

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Ex-Goldman Manager Claims £3.8M In Paternity Sex Bias Case
by Gunnar Larson 11 Oct '24

11 Oct '24

Ex-Goldman Manager Claims £3.8M In Paternity Sex Bias Case <https://www.law360.co.uk/financial-services-uk/articles/1888837?nl_pk=a94fc…> By William Janes A former Goldman Sachs compliance manager launched his sex discrimination case against the investment bank on Thursday, claiming £3.8 million ($5 million) and alleging that his bosses used redundancy as a smokescreen to sack him for taking paternity leave. Read full article » <https://www.law360.co.uk/financial-services-uk/articles/1888837?nl_pk=a94fc…> | Save to favorites » <https://www.law360.co.uk/financial-services-uk/articles/1888837?nl_pk=a94fc…>

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FTX Exec Wants Another Prison Date Delay Over Dog Attack
by Gunnar Larson 11 Oct '24

11 Oct '24

FTX Exec Wants Another Prison Date Delay Over Dog Attack <https://www.law360.com/newyork/articles/1888427?nl_pk=ac5a3855-e47c-4403-be…> By Katryna Perera Former FTX executive Ryan Salame has again asked the court to delay his surrender date to begin his prison term from this Friday to Dec. 7, as he purportedly continues to undergo medical treatment and recover after being mauled by a German shepherd while visiting a friend's house in June. Letter attached | Read full article » <https://www.law360.com/newyork/articles/1888427?nl_pk=ac5a3855-e47c-4403-be…> | Save to favorites » <https://www.law360.com/newyork/articles/1888427?nl_pk=ac5a3855-e47c-4403-be…>

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Sullivan & Cromwell Dropped From FTX Investor Suit
by Gunnar Larson 11 Oct '24

11 Oct '24

Sullivan & Cromwell Dropped From FTX Investor Suit <https://www.law360.com/fintech/articles/1888587?nl_pk=d2b3e7ef-ab62-4a62-80…> By Aislinn Keely FTX customers dismissed Sullivan & Cromwell LLP from ongoing multidistrict litigation over the crypto exchange's collapse on Wednesday, after an investigation by the customers' counsel into the firm and dialogue with the FTX bankruptcy estate and appointed examiner resolved concerns about the law firm's conduct. Notice attached | Read full article » <https://www.law360.com/fintech/articles/1888587?nl_pk=d2b3e7ef-ab62-4a62-80…> | Save to favorites » <https://www.law360.com/fintech/articles/1888587?nl_pk=d2b3e7ef-ab62-4a62-80…>

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FTX Exec Wants Another Prison Date Delay Over Dog Attack
by Gunnar Larson 11 Oct '24

11 Oct '24

FTX Exec Wants Another Prison Date Delay Over Dog Attack <https://www.law360.com/capitalmarkets/articles/1888427?nl_pk=abe82add-2a33-…> By Katryna Perera Former FTX executive Ryan Salame has again asked the court to delay his surrender date to begin his prison term from this Friday to Dec. 7, as he purportedly continues to undergo medical treatment and recover after being mauled by a German shepherd while visiting a friend's house in June. Letter attached | Read full article » <https://www.law360.com/capitalmarkets/articles/1888427?nl_pk=abe82add-2a33-…> | Save to favorites » <https://www.law360.com/capitalmarkets/articles/1888427?nl_pk=abe82add-2a33-…>

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BREAKING: TD Bank To Pay $3B, Face Asset Cap Over AML Failures
by Gunnar Larson 11 Oct '24

11 Oct '24

BREAKING: TD Bank To Pay $3B, Face Asset Cap Over AML Failures <https://www.law360.com/banking/articles/1888918?nl_pk=feb6bbba-7878-4d39-be…> By By Jon Hill & Sarah Jarvis TD Bank will pay about $3 billion to U.S. authorities and face growth restrictions on its U.S. operations as part of criminal and civil settlements announced Thursday over serious alleged anti-money laundering violations at the Canadian bank. Read full article » <https://www.law360.com/banking/articles/1888918?nl_pk=feb6bbba-7878-4d39-be…> | Save to favorites » <https://www.law360.com/banking/articles/1888918?nl_pk=feb6bbba-7878-4d39-be…>

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Fwd: response to FOIL #2024-097130 FOIL-2024-097130-022646 - BREX and The Alliance For Regulatory Innovation
by Gunnar Larson 11 Oct '24

11 Oct '24

https://drive.google.com/file/d/1cfTeBf44s8-PFB1DUCOi3ECFNNbBvTsE/view?usp=… ---------- Forwarded message --------- From: <George.Bogdan(a)dfs.ny.gov> Date: Mon, Oct 7, 2024, 5:08 PM Subject: response to FOIL #2024-097130 FOIL-2024-097130-022646 To: <g(a)xny.io>, <George.Bogdan(a)dfs.ny.gov> Dear Mr. Larson: The DFS response to your request to revisit a 2022 FOIL is attached. Sincerely, George Bogdan DFS Records Access Officer Tracking Number:FOIL-2024-097130-022646

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