SEC's Grewal Defends 'Shadow Trading' Case Ahead Of Trial

[Gunnar Larson]

SEC's Grewal Defends 'Shadow Trading' Case Ahead Of Trial
<https://www.law360.com/compliance/articles/1814950?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-03-19&read_main=1&nlsidx=0&nlaidx=1>

By Sarah Jarvis

The enforcement director of the U.S. Securities and Exchange Commission on
Monday defended the agency's stance in a novel "shadow trading" case one
week before it's set to go to trial, saying that while it's the first case
of its kind, the underlying allegations aren't new.

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<https://www.law360.com/compliance/articles/1814950?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-03-19&read_more=1&nlsidx=0&nlaidx=1>
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