[DFDL-WG] Action 276: Erratum 2.100 (was Action 183 - chicken-and-egg situation with lengths given by expressions)

Mon Jan 19 13:06:58 EST 2015

Please have a position on the below proposal from IBM for this week's WG 
call.

Regards

Steve Hanson
Architect, IBM DFDL
Co-Chair, OGF DFDL Working Group
IBM SWG, Hursley, UK
smh at uk.ibm.com
tel:+44-1962-815848

From:   Steve Hanson/UK/IBM
To:     DFDL-WG <dfdl-wg at ogf.org>
Date:   12/01/2015 18:14
Subject:        Fw: [DFDL-WG] Erratum 2.100 (was Action 183 - 
chicken-and-egg situation with lengths given by expressions)

After internal discussion, IBM proposes the following:

No new dfdl:lengthKind enums

dfdl:lengthKind 'explicit' is always considered to be 'fixed length'

When dfdl:length is an expression, it is always evaluated when unparsing

If the intent is for the infoset data of the element to provide the 
length, the integer element that is the target of the expression should 
use dfdl:outputValueCalc with function dfdl:valueLength() referring 
forward to the infoset element. (Use of dfdl:contentLength() is a schema 
definition error as it can cause deadlock).

It should be noted that dfdl:valueLength() returns an unpadded length. 
This does not take into account the XSD minLength or 
dfdl:textOutputMinLength properties. 

The net is that for simple text elements with dfdl:textPadKind 'padChar', 
'delimited', 'pattern', 'prefixed' are considered variable length when 
unparsing and are padded to a minimum length, and 'implicit', 'explicit', 
'endOfParent' have a target length and are padded to that length. 

Similar for xs:hexBinary elements, 'delimited', 'pattern', 'prefixed' are 
always padded to a minimum length, and 'implicit', 'explicit', 
'endOfParent' are always padded to target length.

So for a text element with dfdl:textPadKind 'padChar', or a xs:hexBinary 
element, and its unpaddedLength is less than the minimum, 'explicit' 
(expression) is not identical in behaviour to 'prefixed'. 

If the last point is thought to be a problem, options are to allow 
dfdl:valueLength() to return minimum length or actual length depending on 
a new argument, or create a new function to return minimum length. This 
can be done under existing deferred action 242.

To verify that these changes fit into the spec ok, I have updated it - 
change tracking on and comment for each change.

Regards

Steve Hanson
Architect, IBM DFDL
Co-Chair, OGF DFDL Working Group
IBM SWG, Hursley, UK
smh at uk.ibm.com
tel:+44-1962-815848
----- Forwarded by Steve Hanson/UK/IBM on 12/01/2015 10:20 -----

From:   Steve Hanson/UK/IBM
To:     Tim Kimber/UK/IBM at IBMGB
Cc:     "Mike Beckerle" <mbeckerle.dfdl at gmail.com>, DFDL-WG 
<dfdl-wg at ogf.org>
Date:   06/01/2015 15:54
Subject:        Re: [DFDL-WG] Erratum 2.100 (was Action 183 - 
chicken-and-egg situation with lengths given by expressions)

A thought.

We could add dfdl:lengthKind 'expression', use dfdl:length for the 
expression, and add a new enum property that is the policy for the 
expression - that is, evaluate on parse only, or evaluate on both parse 
and unparse.  The enum for the latter is the equivalent of the pre-erratum 
2.100 'explicit' and expression behaviour as implemented by IBM DFDL today 
- which we would then deprecate in the spec (or even remove) and deprecate 
in IBM DFDL.

Regards

Steve Hanson
Architect, IBM DFDL
Co-Chair, OGF DFDL Working Group
IBM SWG, Hursley, UK
smh at uk.ibm.com
tel:+44-1962-815848

From:   Steve Hanson/UK/IBM
To:     Tim Kimber/UK/IBM at IBMGB, "Mike Beckerle" 
<mbeckerle.dfdl at gmail.com>
Cc:     DFDL-WG <dfdl-wg at ogf.org>
Date:   10/12/2014 09:08
Subject:        Re: [DFDL-WG] Erratum 2.100 (was Action 183 - 
chicken-and-egg situation with lengths given by expressions)

Tim & Mike - replies in-line.

Concensus is heading towards 'explicit' working as per IBM DFDL today, so 
we need to decide on the best way to express the 2.100 behaviour. 

Regards

Steve Hanson
Architect, IBM DFDL
Co-Chair, OGF DFDL Working Group
IBM SWG, Hursley, UK
smh at uk.ibm.com
tel:+44-1962-815848

From:   Tim Kimber/UK/IBM at IBMGB
To:     dfdl-wg at ogf.org
Date:   09/12/2014 23:25
Subject:        Re: [DFDL-WG] Erratum 2.100 (was Action 183 - 
chicken-and-egg situation with lengths given by expressions)
Sent by:        dfdl-wg-bounces at ogf.org

My 2 cents: 

lengthKind 'explicit' should continue to work as it currently does in the 
IBM implementation. That is, it should use the static or calculated value 
of the length, and pad to that length when unparsing. Otherwise we have 
different rules for lengthKind='explicit' depending on whether it is an 
expression or a static value. 

If somebody wants to avoid padding, then they can put an outputValueCalc 
on the length field and calculate a value that requires no padding. I 
think the required expression would be 
{dfdl:valueLength(../variableLengthField)} 

With these rules there is a potential for a mutual dependency ( deadlock ) 
when outputValueCalc is used with a calculated length. If the 
outputValueCalc is 
{dfdl:contentLength(../variableLengthField)} 
then the entire representation length ( including the padding characters ) 
is being requested. This obviously cannot be satisfied until the padding 
has been applied, but the padding cannot be applied until the length is 
known...etc. I don't think this should affect the decision about 
lengthKind though, for two reasons: 
- it's already possible to create deadlocks using other calculated fields 
in DFDL. Any robust implementation of a serializer must include deadlock 
detection in the evaluation of DFDL expressions. 
- it would not be difficult to detect the simple case statically and 
report a schema definition error. 

SMH: Corrected function names to match spec.

The only downside of this is that users who want to calculate the output 
length for themselves have to jump through the non-obvious hoop of adding 
outputValueCalc to the length field and selecting the correct 
(non-deadlocking) DFDL function. 

But for fields have representation='text' and lengthUnits='characters' 
there is a simpler alternative: set the length expression to 
{fn:length(.)}. Other cases will be derivable from the infoset value by a 
simple calculation, so the outputValueCalc solution should only be 
required for the hard cases. 

SMH: Your fn:length(.) does not work unfortunately. The expression does 
not give the desired length when parsing. 

regards,

Tim Kimber

From:        Mike Beckerle <mbeckerle.dfdl at gmail.com> 
To:        Steve Hanson/UK/IBM at IBMGB 
Cc:        DFDL-WG <dfdl-wg at ogf.org> 
Date:        09/12/2014 18:06 
Subject:        Re: [DFDL-WG] Erratum 2.100 (was Action 183 - 
chicken-and-egg situation with lengths given by expressions) 
Sent by:        dfdl-wg-bounces at ogf.org 

Idea 1: 

Just provide an infoset member [contentLength] which would allow one to 
get and (when unparsing) set the content length. This would provide the 
"sticky" content length memory that people are seeking when they say they 
want data to round-trip. If the same infoset object is parsed and then 
unparsed, the existence of this [contentLength] member provides the memory 
of the content length from the parse. An outputValueCalc could 
meaningfully ask for dfdl:contentLength() which would return the value of 
this member. If unset, then when unparsing the value of this member can be 
defined to be the dfdl:valueLength() of the infoset value. 

SMH; Not keen on this. It makes the DFDL infoset deviate too much from the 
XML infoset.

Idea 2:
Per our discussion on the call, I think we are trying to get two behaviors 
into the same length kind, and we can't have it both ways.

So I am fine if we say lengthKind 'explicit' evaluates the expression both 
parsing and unparsing.

I would suggest new lengthKind 'explicitParseOnly' evaluates the 
expression only when parsing. When this is used, an outputValueCalc would 
be needed to compute the length value and unparse the representation of 
it. That calculation would likely need to refer to the dfdl:valueLength() 
of the element whose length needs to be stored. 

SMH: Not keen on the name. Let's keep thinking!

Idea 3: 
An alternative would be to introduce property dfdl:unparseContentLength 
which is an integer constant, or an expression, or one of three special 
enum values. When dfdl:unparseContentLength='useLength' then it would be 
the same value as the length (same constant, or computed by evaluating the 
same expression). Or if dfdl:unparseContentLength='useValueLength' would 
mean that the length is equivalent to writing dfdl:unparseContentLength='{ 
dfdl:valueLength(., LU) }', where LU is the length units of the element 
that is the first argument). Nothing would be automatically saving out the 
explicitly computed length, so an outputValueCalc would need to be able to 
get at the dfdl:valueLength or dfdl:contentLength - which would return the 
value of the dfdl:unparseContentLength)

A thought: perhaps we really only need the enum values, and not the 
ability to specify constants or expressions? In that case I'd suggest the 
property have the "policy" suffix on the name, i.e., 
dfdl:unparseContentLengthPolicy.

Other possible name choices for this property: 
dfdl:explicitLengthKindUnparsePolicy or 
dfdl:lengthKindExplicitUnparsePolicy. 

I guess we get our choice of whether we add new length kinds along with 
'explicit' and we define lengthKind 'explicit' to be one of these 
behaviors, or we add this enum policy property to add additional meaning 
when the lengthKind is 'explicit'.

The difference of the two is taste and style I think. 

SMH: I prefer a new enum for lengthKind. That's the point of the property. 
It's much easier to say in the spec '...when dfdl:lengthKind is 'prefixed' 
or 'expression'...' than '...when dfdl:lengthKind is 'prefixed', or 
'explicit' and dfdl:length is an expression and dfdl:unparseContentLength 
is 'xxx' ...'.

Mike Beckerle | OGF DFDL Workgroup Co-Chair | Tresys Technology | 
www.tresys.com 
Please note: Contributions to the DFDL Workgroup's email discussions are 
subject to the OGF Intellectual Property Policy 

On Mon, Dec 8, 2014 at 11:53 AM, Steve Hanson <smh at uk.ibm.com> wrote: 
This is the email thread that discussed the behaviour of lengthKind 
'explicit' where length is an expression, when unparsing. 

Erratum 2.100 had been raised and stated that this is an example of a 
variable length, and behaves like lengthKind 'prefixed'. The discussion 
below was around whether this captured all the use cases and should the 
dfdl:length expression be evaluated during unparsing in order to obtain a 
specified length to which the value could be padded (or truncated) in the 
same way as a fixed length.  The conclusion was that the expression should 
not be evaluated.  This is consistent with occursCount - the expression is 
not evaluated on unparsing. 

(There was a public comment on this area but it was just observing that 
the spec had not been fully updated to reflect 2.100)

The use cases are numbered in the discussion below 1) to 4), with examples
. Updated to reflect function name changes. 

The original proposal is also below, which was not adopted. 

However, an issue is that IBM DFDL already implements use case 1) by 
evaluating the expression on unparsing. I discovered this when I came to 
change the code to ensure 2.100 behaviour was followed. It is therefore 
likely that there are users who are relying on this behaviour in IBM DFDL. 

Coincidentally the same day I was asked by a user about the following use 
case.  User has BCD data with length prefix. He wants to parse the data, 
do some processing then unparse the data, but it is not acceptable for the 
length of the data to change. Specifically, the BCD may start with 0s. 
When this is parsed as a decimal or integer, it has the effect of losing 
leading 0s so they need to be added back during unparsing.  This is not 
possible with lengthKind 'prefixed' and nor is it possible with lengthKind 
'expression' with erratum 2.100. User is currently treating the element as 
a 'prefixed' hexBinary blob to preserve the leading 0s. While this works 
for his use case, I am worried that the blob solution won't always be 
appropriate. 

Regards

Steve Hanson
Architect, IBM DFDL
Co-Chair, OGF DFDL Working Group
IBM SWG, Hursley, UK
smh at uk.ibm.com
tel:+44-1962-815848 
----- Forwarded by Steve Hanson/UK/IBM on 08/12/2014 15:53 ----- 

From:        Steve Hanson/UK/IBM 
To:        dfdl-wg at ogf.org 
Date:        08/01/2013 18:06 
Subject:        Fw: [DFDL-WG] Action 183 - chicken-and-egg situation with 
lengths given        by expressions 

Did not adopt the proposal below, and errata 2.100 remains as documented. 

Regards

Steve Hanson
Architect, Data Format Description Language (DFDL)
Co-Chair, OGF DFDL Working Group
IBM SWG, Hursley, UK
smh at uk.ibm.com
tel:+44-1962-815848 
----- Forwarded by Steve Hanson/UK/IBM on 08/01/2013 18:05 ----- 

From:        Steve Hanson/UK/IBM 
To:        dfdl-wg at ogf.org, 
Date:        08/01/2013 14:44 
Subject:        Re: Fw: [DFDL-WG] Action 183 - chicken-and-egg situation 
with lengths given        by expressions 

If we had the following we would have three behaviours which I think would 
cover the identified use cases. 

a) dfdl:lengthKind = "explicit", dfdl:length is an integer => length is 
specified on parsing & unparsing 

b) dfdl:lengthKind = "explicit", dfdl:length is an expression => length is 
specified on parsing & unparsing (expression must evaluate) 
- use cases 1) & 2) below 
- Mike's scenario where length is specified externally 

c) dfdl:lengthKind = "expression" (*new*), dfdl:length must be an 
expression => length is specified on parsing, but variable on unparsing 
(expression not evaluated) 
- new enum 
- use case 3) below 
- gives the erratum 2.100 behaviour 
- matches occursCountKind 'expression' behaviour 

Alternatively we leave errata 2.100 as it is and for Mike's scenario the 
application must do the padding before it passes the infoset values to the 
unparser. 

Regards

Steve Hanson
Architect, Data Format Description Language (DFDL)
Co-Chair, OGF DFDL Working Group
IBM SWG, Hursley, UK
smh at uk.ibm.com
tel:+44-1962-815848 

From:        Steve Hanson/UK/IBM 
To:        dfdl-wg at ogf.org, 
Date:        11/12/2012 10:36 
Subject:        Fw: [DFDL-WG] Action 183 - chicken-and-egg situation with 
lengths given        by expressions 

The email thread which provided the material for the discussion which led 
to: 

2.100. Section 12.3.1. State that when unparsing an element with 
lengthKind ‘explicit’ and where length is an expression, then the data in 
the Infoset is treated as variable length and not fixed length. The 
behaviour is the same as lengthKind ‘prefixed’.   

Regards

Steve Hanson
Architect, Data Format Description Language (DFDL)
Co-Chair, OGF DFDL Working Group
IBM SWG, Hursley, UK
smh at uk.ibm.com
tel:+44-1962-815848 
----- Forwarded by Steve Hanson/UK/IBM on 16/11/2012 16:04 ----- 

From:        Tim Kimber/UK/IBM at IBMGB 
To:        dfdl-wg at ogf.org, 
Date:        11/09/2012 12:39 
Subject:        Re: [DFDL-WG] Action 183 - chicken-and-egg situation with 
lengths given        by expressions 
Sent by:        dfdl-wg-bounces at ogf.org 

Good point. The problem is that lengthKind-'explicit' is being used for 
two things: 
a) a length that is static 
b) a length that is calculated 
...so the DFDL serializer must assume that the expression needs to be 
evaluated. 

For occursCountKind we have separate values for 'fixed' and 'expression'. 
If we did not, then occursCountKind would have the same problem except 
that it would affect defaulting rather than padding. 

regards,

Tim Kimber, DFDL Team,
Hursley, UK
Internet:  kimbert at uk.ibm.com
Tel. 01962-816742 
Internal tel. 37246742

From:        Steve Hanson/UK/IBM at IBMGB 
To:        dfdl-wg at ogf.org, 
Date:        11/09/2012 12:27 
Subject:        [DFDL-WG] Action 183 - chicken-and-egg situation with 
lengths given        by expressions 
Sent by:        dfdl-wg-bounces at ogf.org 

This mail is on the expected behaviour of the DFDL unparser when writing 
out a 'data' element the length of which is held in an earlier 'len' 
element. 

There are several scenarios, some straightforward and some that exhibit a 
chicken-and-egg behaviour.  The principle of what happens is understood, 
the action is to make sure that the behaviour is explained in enough 
detail in the spec to enable implementations to be consistent. (Note - IBM 
DFDL does not yet support outputVaueCalc so has not hit this yet). 

Scenarios follow. The 'data' element shown is simple, but the same 
principles apply if it is complex. 

1) 'len' is set from infoset 

- 'len' can be set in augmented infoset 
- No issue as 'data's length expression may be evaluated 

<xsd:element name="message1"> 
  <xsd:complexType> 
    <xsd:sequence> 
      <xsd:element name="len" type="xsd:int" 
                   dfdl:lengthKind="explicit" dfdl:length="2" /> 
      <xsd:element name="data" type="xsd:string" 
                   dfdl:length="{/message1/len}" 
dfdl:lengthKind="explicit" /> 
    </xsd:sequence> 
  </xsd:complexType> 
</xsd:element>

2) 'len' is set using outputValueCalc with fixed expression 

- When 'len's outputValueCalc is encountered, it can be evaluated then and 
there 
- 'len' can be set in augmented infoset 
- No issue as 'data's length expression may be evaluated 

<xsd:element name="message1"> 
  <xsd:complexType> 
    <xsd:sequence> 
      <xsd:element name="len" type="xsd:int" 
                   dfdl:outputValueCalc="{10}" dfdl:lengthKind="explicit" 
dfdl:length="2" /> 
      <xsd:element name="data" type="xsd:string" 
                   dfdl:length="{/message1/len}" 
dfdl:lengthKind="explicit" /> 
    </xsd:sequence> 
  </xsd:complexType> 
</xsd:element>

3) 'len' is set using outputValueCalc with reference 'data' (unpadded) 

- When 'len's outputValueCalc is encountered, it can not yet be evaluated 
as it depends on the length of 'data' 
- 'len' can not yet be set in augmented infoset 
- Problem as 'data's length expression can not be evaluated 
- But we do know the unpadded length of 'data' so 'len's outputValueCalc 
can now be evaluated 
- In turn this means that  'data's length expression can now be evaluated 

<xsd:element name="message1"> 
  <xsd:complexType> 
    <xsd:sequence> 
      <xsd:element name="len" type="xsd:int" 
 dfdl:outputValueCalc="{dfdl:valueLength(/message1/data)}" 
dfdl:lengthKind="explicit" dfdl:length="2" /> 
      <xsd:element name="data" type="xsd:string" 
                   dfdl:length="{/message1/len}" 
dfdl:lengthKind="explicit" /> 
    </xsd:sequence> 
  </xsd:complexType> 
</xsd:element>

4) 'len' is set using outputValueCalc with reference 'data' (padded) 

- When 'len's outputValueCalc is encountered, it can not yet be evaluated 
as it depends on the length of 'data' 
- 'len' can not yet be set in augmented infoset 
- Problem as 'data's length expression can not be evaluated 
- We don't know the padded length of 'data' because we don't know 'len' 
- Problem: 'data's length expression can never be evaluated 

<xsd:element name="message1"> 
  <xsd:complexType> 
    <xsd:sequence> 
      <xsd:element name="len" type="xsd:int" 
 dfdl:outputValueCalc="{dfdl:contentLength(/message1/data)}" 
dfdl:lengthKind="explicit" dfdl:length="2" /> 
      <xsd:element name="data" type="xsd:string" 
                   dfdl:length="{/message1/len}" 
dfdl:lengthKind="explicit" /> 
    </xsd:sequence> 
  </xsd:complexType> 
</xsd:element>

Regards

Steve Hanson
Architect, Data Format Description Language (DFDL)
Co-Chair, OGF DFDL Working Group
IBM SWG, Hursley, UK
smh at uk.ibm.com
tel:+44-1962-815848 

From:        Steve Hanson/UK/IBM 
To:        dfdl-wg at ogf.org 
Date:        04/09/2012 17:31 
Subject:        Fw: Behaviour for lengthKind 'endOfparent' is still not 
fully specified 

DFDL WG call 4th Sept 2012: 

1) Agreed that for binary data, only xs:hexBinary and packed/BCD allowed 
to have endOfParent 

2) Agreed this is the correct behaviour when filling to a known length 

3) Agreed this is the correct behaviour when filling to a known length 

4) Agreed this is the correct behaviour when filling to a known length 

It was noted that lengthKind 'explicit' on the parent may not result in a 
known length if the length is an expression. This is an example of a more 
general chicken-and-egg situation with lengths given by expressions, for 
which outputValueCalc and DFDL functions unpaddedLength() were added can 
be used. Action raised to ensure that the behaviour of an implementation 
is fully defined by the spec. 

Regards

Steve Hanson
Architect, Data Format Description Language (DFDL)
Co-Chair, OGF DFDL Working Group
IBM SWG, Hursley, UK
smh at uk.ibm.com
tel:+44-1962-815848 
----- Forwarded by Steve Hanson/UK/IBM on 04/09/2012 17:24 ----- 

From:        Steve Hanson/UK/IBM 
To:        dfdl-wg at ogf.org <dfdl-wg at ogf.org> 
Date:        04/09/2012 14:08 
Subject:        Behaviour for lengthKind 'endOfparent' is still not fully 
specified 

Noted when I reviewed latest spec - endOfParent and unparsing is not fully 
thought through. 

The spec today says that I can use endOfParent with binary data. There is 
a restriction in section 12.3.8, but it only applies when an element is 
endOfParent and its parent is lengthKind delimited. 

There are a couple of cases to consider: 

1) Binary data of restricted length (see list in other email "proposed 
clarification/narrowing - delimited binary data should decimal"). I don't 
think it makes sense to allow these. We don't allow these binary reps for 
delimited. 

2) Text data of variable length when unparsing. Box scenario. If the data 
in the infoset is shorter than the space in the box, what we do?  I think 
we should pad to box length with appropriate padChar, according to 
justification, as that is effectively a 'specified length'. Error if 
textPadKind is 'none'. Use parent's lengthUnits. 

3) HexBinary data of variable length when unparsing. Box scenario. If the 
data in the infoset is shorter than the space in the box, what we do?  I 
think we should right-pad to box length with fill byte, as that is 
effectively a 'specified length'. 

4) Packed/BCD binary data of variable length when unparsing. Box scenario. 
If the data in the infoset is shorter than the space in the box, what we 
do?  I think we should pad to box length with zero bytes, according to 
justification, as that is effectively a 'specified length'.  (Must be zero 
bytes and not fill byte as must be numeric in order to be parsed). 

In relation to 2 - 4, note that lengthKind 'endOfParent' can only be used 
with a parent lengthKind of 'explicit', 'pattern', 'prefixed' or 
'endOfParent' or a choice with choiceLengthKind 'explicit', so the box 
scenario when unparsing therefore occurs only when lengthKind is 
'explicit' or choiceLengthKind is 'explicit' - these are the cases when 
the length is known.  Also note that when there are nested 'endOfParent' 
elements (which is allowed) then all padding must be done on the simple 
element (ie, the innermost element), to ensure that what is output can be 
parsed. 

Regards

Steve Hanson
Architect, Data Format Description Language (DFDL)
Co-Chair, OGF DFDL Working Group
IBM SWG, Hursley, UK
smh at uk.ibm.com
tel:+44-1962-815848

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Registered office: PO Box 41, North Harbour, Portsmouth, Hampshire PO6 3AU

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741598. 
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Registered office: PO Box 41, North Harbour, Portsmouth, Hampshire PO6 3AU

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