[1]Merrill Customer Sues Over Lax WhatsApp Supervision

   By Sarah Jarvis

   A Merrill customer has filed suit against two of the
   broker-dealer's branch managers for allegedly failing to supervise
   advisers who used WhatsApp to communicate about risky options
   strategies that ultimately wiped out his account.

   [icon-pdf.png]  Complaint attached | [2]Read full article » | [3]Save
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References

   1. https://www.law360.com/banking/articles/1796380?nl_pk=feb6bbba-7878-4d39-be6e-46810c922ad7&utm_source=newsletter&utm_medium=email&utm_campaign=banking&utm_content=2024-02-12&read_main=1&nlsidx=0&nlaidx=3
   2. https://www.law360.com/banking/articles/1796380?nl_pk=feb6bbba-7878-4d39-be6e-46810c922ad7&utm_source=newsletter&utm_medium=email&utm_campaign=banking&utm_content=2024-02-12&read_more=1&nlsidx=0&nlaidx=3
   3. https://www.law360.com/banking/articles/1796380?nl_pk=feb6bbba-7878-4d39-be6e-46810c922ad7&utm_source=newsletter&utm_medium=email&utm_campaign=banking&utm_content=2024-02-12&read_later=1&nlsidx=0&nlaidx=3