Fwd: FINRA Fines Barclays $2.8M Over Disclosure Issues

[Gunnar Larson]

---------- Forwarded message ---------
From: Cybersecurity & Privacy Law360 <news-alt at law360.com>
Date: Fri, Jul 1, 2022, 4:11 AM
Subject: FINRA Fines Barclays $2.8M Over Disclosure Issues
To: <g at xny.io>


Barclays Capital Inc. will pay $2.8 million to settle allegations from the
Financial Industry Regulatory Authority that it included inaccurate
information in trade confirmations sent to customers and failed to put a
proper compliance supervisory system in place.
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    CYBERSECURITY & PRIVACY
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CYBERSECURITY & PRIVACY
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TOP NEWS
------------------------------

FINRA Fines Barclays $2.8M Over Disclosure Issues
<https://www.law360.com/cybersecurity-privacy/articles/1507838/finra-fines-barclays-2-8m-over-disclosure-issues?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01>

Barclays Capital Inc. will pay $2.8 million to settle allegations from the
Financial Industry Regulatory Authority that it included inaccurate
information in trade confirmations sent to customers and failed to put a
proper compliance supervisory system in place.

Letter attached | Read full article »
<https://www.law360.com/cybersecurity-privacy/articles/1507838/finra-fines-barclays-2-8m-over-disclosure-issues?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01&read_more=1&attachments=true>

Steve Bannon Seeks Delay Of July Trial, Cites Jan. 6 Hearings
<https://www.law360.com/cybersecurity-privacy/articles/1507461/steve-bannon-seeks-delay-of-july-trial-cites-jan-6-hearings?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01>

Former Trump White House aide Steve Bannon has asked a D.C. federal judge
to push back his July contempt trial for refusing to cooperate with the
Jan. 6 House select committee, claiming the committee's recent hearings
have generated an "unprecedented level of prejudicial pretrial publicity."

1 document attached | Read full article »
<https://www.law360.com/cybersecurity-privacy/articles/1507461/steve-bannon-seeks-delay-of-july-trial-cites-jan-6-hearings?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01&read_more=1&attachments=true>

Lloyd's Raises Alarm Over Rising Risks Of Online Attacks
<https://www.law360.com/cybersecurity-privacy/articles/1507501/lloyd-s-raises-alarm-over-rising-risks-of-online-attacks?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01>

Lloyd's of London said on Thursday that insurers must help customers
strengthen their IT security, warning that there is a growing threat of
politically motivated online attacks against the world's infrastructure and
private assets.

Read full article »
<https://www.law360.com/cybersecurity-privacy/articles/1507501/lloyd-s-raises-alarm-over-rising-risks-of-online-attacks?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01&read_more=1>
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<http://sli.law360news.com/click?s=734446&li=127&m=9f998b7695d367427670a5642cdeda35&p=168851>
POLICY
& REGULATION
------------------------------

HHS Issues Guidance On Abortion Patient Privacy After Dobbs
<https://www.law360.com/cybersecurity-privacy/articles/1507421/hhs-issues-guidance-on-abortion-patient-privacy-after-dobbs?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01>

The U.S. Department of Health and Human Services has released guidance on
patient privacy after HHS Secretary Xavier Becerra said earlier this week
the agency is working to ensure continued access to safe abortion care
after the U.S. Supreme Court wiped out the constitutional right to the
procedure.

Read full article »
<https://www.law360.com/cybersecurity-privacy/articles/1507421/hhs-issues-guidance-on-abortion-patient-privacy-after-dobbs?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01&read_more=1>

FCC Commissioner Floats Wireless Software Security Updates
<https://www.law360.com/cybersecurity-privacy/articles/1507368/fcc-commissioner-floats-wireless-software-security-updates?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01>

The Federal Communications Commission needs to encourage more software
updates that will boost security of wireless devices as threats to private
data continue unabated, an FCC member said.

Read full article »
<https://www.law360.com/cybersecurity-privacy/articles/1507368/fcc-commissioner-floats-wireless-software-security-updates?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01&read_more=1>
LITIGATION
------------------------------

Epic Says Apple Can't Delay 9th Circ. Arguments Until 2023
<https://www.law360.com/cybersecurity-privacy/articles/1507656/epic-says-apple-can-t-delay-9th-circ-arguments-until-2023?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01>

Epic Games has urged the Ninth Circuit to schedule an October date for oral
arguments in its dispute over Apple's App Store restrictions, saying
Apple's preference for a date next year should not delay the case.

2 documents attached | Read full article »
<https://www.law360.com/cybersecurity-privacy/articles/1507656/epic-says-apple-can-t-delay-9th-circ-arguments-until-2023?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01&read_more=1&attachments=true>

Ex-Ga. Judge Can't Avoid Computer Hacking Charges
<https://www.law360.com/cybersecurity-privacy/articles/1507601/ex-ga-judge-can-t-avoid-computer-hacking-charges?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01>

A former Georgia state judge must face criminal computer hacking charges
because her contention that they constitute impermissible double jeopardy
was raised too late, the Georgia Court of Appeals held Thursday.

Opinion attached | Read full article »
<https://www.law360.com/cybersecurity-privacy/articles/1507601/ex-ga-judge-can-t-avoid-computer-hacking-charges?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01&read_more=1&attachments=true>

IP Forecast: Apple Foe Looks To Revive Axed $308M Verdict
<https://www.law360.com/cybersecurity-privacy/articles/1507933/ip-forecast-apple-foe-looks-to-revive-axed-308m-verdict?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01>

The Federal Circuit next week will consider whether a Texas judge made the
right call in throwing out a patent-holding company's $308.5 million jury
verdict against Apple by using a rarely invoked rule meant to punish
slow-walking applications at the patent office. Here's a look at that case
— plus all the other major intellectual property matters on deck in the
coming week.

Read full article »
<https://www.law360.com/cybersecurity-privacy/articles/1507933/ip-forecast-apple-foe-looks-to-revive-axed-308m-verdict?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01&read_more=1>
PEOPLE
------------------------------

Gibson Dunn Adds Mayer Brown Privacy, Cybersecurity Atty
<https://www.law360.com/cybersecurity-privacy/articles/1507329/gibson-dunn-adds-mayer-brown-privacy-cybersecurity-atty?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01>

Gibson Dunn & Crutcher LLP has expanded its Silicon Valley team, adding a
privacy and cybersecurity expert who previously worked with Mayer Brown LLP
and Apple Inc. as a partner in its Palo Alto office.

Read full article »
<https://www.law360.com/cybersecurity-privacy/articles/1507329/gibson-dunn-adds-mayer-brown-privacy-cybersecurity-atty?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01&read_more=1>
EXPERT ANALYSIS
------------------------------

Opinion

Dobbs Ruling Means It's Time To Rethink Data Collection
<https://www.law360.com/cybersecurity-privacy/articles/1507779/dobbs-ruling-means-it-s-time-to-rethink-data-collection?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01>

Following the U.S. Supreme Court's recent Dobbs decision, companies need to
be prepared for the possibility that the coming linkage between
reproductive rights and data privacy will mean that consumers may no longer
look the other way on how their data is collected, say Amy Keller and David
Straite at DiCello Levitt.

Opinion attached | Read full article »
<https://www.law360.com/cybersecurity-privacy/articles/1507779/dobbs-ruling-means-it-s-time-to-rethink-data-collection?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01&read_more=1&attachments=true>

Mental Health Record Discovery Lessons In Bryant Crash Suit
<https://www.law360.com/cybersecurity-privacy/articles/1507010/mental-health-record-discovery-lessons-in-bryant-crash-suit?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01>

The high-profile California federal court dispute between Kobe Bryant's
widow and Los Angeles County over emotional distress is an important one
for understanding the ability to use mental health records and the
psychotherapist-patient privilege in a lawsuit, say Lee Brenner and Ethan
Ames at Venable.

Memorandum attached | Read full article »
<https://www.law360.com/cybersecurity-privacy/articles/1507010/mental-health-record-discovery-lessons-in-bryant-crash-suit?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01&read_more=1&attachments=true>

5 Tips For Meeting DOJ's New CCO Certification Requirements
<https://www.law360.com/cybersecurity-privacy/articles/1505146/5-tips-for-meeting-doj-s-new-cco-certification-requirements?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01>

In light of new U.S. Department of Justice requirements that chief
executive and compliance officers certify the effectiveness of their
companies' ethics and compliance programs, these executives should keep
several considerations in mind to avoid undue personal liability, say
advisers at StoneTurn.

Read full article »
<https://www.law360.com/cybersecurity-privacy/articles/1505146/5-tips-for-meeting-doj-s-new-cco-certification-requirements?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01&read_more=1>
PRACTICAL GUIDANCE
------------------------------

Ethics Considerations For Attorneys Joining Nonprofit Boards
<https://www.law360.com/cybersecurity-privacy/articles/1505290/ethics-considerations-for-attorneys-joining-nonprofit-boards?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01>

Many charitable organizations offer attorneys board positions to benefit
from their specialized legal knowledge, but there are ethical
considerations and liability dangers that demand lawyers set boundaries
about their roles and responsibilities, says Patrick Sturm at LexisNexis.

Read full article »
<https://www.law360.com/cybersecurity-privacy/articles/1505290/ethics-considerations-for-attorneys-joining-nonprofit-boards?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01&read_more=1>
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LEGAL INDUSTRY
------------------------------

Justice Jackson Sworn In As 1st Black Woman On High Court
<https://www.law360.com/cybersecurity-privacy/articles/1507757/justice-jackson-sworn-in-as-1st-black-woman-on-high-court?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01>

Judge Ketanji Brown Jackson on Thursday became the U.S. Supreme Court's
newest justice, a historic move that makes her the first Black woman to
serve on the high court in its 232-year history.

Read full article »
<https://www.law360.com/cybersecurity-privacy/articles/1507757/justice-jackson-sworn-in-as-1st-black-woman-on-high-court?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01&read_more=1>

DOJ, House Jan. 6 Probes Put The Squeeze On Trump Attys
<https://www.law360.com/cybersecurity-privacy/articles/1507923/doj-house-jan-6-probes-put-the-squeeze-on-trump-attys?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01>

Federal investigators probing the Jan. 6 insurrection at the U.S. Capitol
have turned up the heat on former lawyers and legal advisers to former
President Donald Trump, with bold investigative steps and explosive
congressional testimony revealing the extent of their legal exposure.

Read full article »
<https://www.law360.com/cybersecurity-privacy/articles/1507923/doj-house-jan-6-probes-put-the-squeeze-on-trump-attys?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01&read_more=1>

What GCs Want To Know About State Anti-Abortion Laws
<https://www.law360.com/cybersecurity-privacy/articles/1507409/what-gcs-want-to-know-about-state-anti-abortion-laws?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01>

With the status of some states' abortion laws in flux, companies and their
general counsel are grappling with how to respond, especially as some
lawmakers push the idea of retaliating against companies that aid
abortions.

Read full article »
<https://www.law360.com/cybersecurity-privacy/articles/1507409/what-gcs-want-to-know-about-state-anti-abortion-laws?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01&read_more=1>

High Court Pares Down EPA's Clean Air Act Power
<https://www.law360.com/cybersecurity-privacy/articles/1486055/high-court-pares-down-epa-s-clean-air-act-power?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01>

The U.S. Supreme Court on Thursday restricted the U.S. Environmental
Protection Agency's power to regulate greenhouse gas emissions from power
plants, finding that the Obama administration exceeded its authority under
the Clean Air Act when it allowed states to issue regulations aimed at
increasing the use of cleaner sources of electricity generation.

Read full article »
<https://www.law360.com/cybersecurity-privacy/articles/1486055/high-court-pares-down-epa-s-clean-air-act-power?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01&read_more=1>

Analysis

We're Not All Textualists Now, Kagan Warns In Climate Dissent
<https://www.law360.com/cybersecurity-privacy/articles/1507666/we-re-not-all-textualists-now-kagan-warns-in-climate-dissent?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01>

U.S. Supreme Court conservatives pulverized climate rules and their own
credibility by conveniently abandoning "textualist" principles and
deploying a new doctrine that threatens myriad regulations, Justice Elena
Kagan warned Thursday.

Read full article »
<https://www.law360.com/cybersecurity-privacy/articles/1507666/we-re-not-all-textualists-now-kagan-warns-in-climate-dissent?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01&read_more=1>

Justices To Hear NC Bid To Curb Court Review Of Elections
<https://www.law360.com/cybersecurity-privacy/articles/1507801/justices-to-hear-nc-bid-to-curb-court-review-of-elections?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01>

The U.S. Supreme Court on Thursday agreed to entertain oral arguments by a
top North Carolina Republican lawmaker seeking to curtail state judicial
oversight of federal elections, a move that would give the state's GOP-led
legislature significant control over election procedures, including what
North Carolina's congressional map will look like.

Read full article »
<https://www.law360.com/cybersecurity-privacy/articles/1507801/justices-to-hear-nc-bid-to-curb-court-review-of-elections?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01&read_more=1>

2 Litigators Tapped For SDNY Bankruptcy Bench
<https://www.law360.com/cybersecurity-privacy/articles/1507341/2-litigators-tapped-for-sdny-bankruptcy-bench?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01>

Two new bankruptcy judges have been appointed in the Southern District of
New York, one a Weil partner and the other a Kramer Levin partner.

Read full article »
<https://www.law360.com/cybersecurity-privacy/articles/1507341/2-litigators-tapped-for-sdny-bankruptcy-bench?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01&read_more=1>

Ex-Jones Day Atty Cops To Giving 'Burn' Order In Ocado Suit
<https://www.law360.com/cybersecurity-privacy/articles/1507566/ex-jones-day-atty-cops-to-giving-burn-order-in-ocado-suit?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01>

A former senior Jones Day lawyer testified at trial Thursday that he gave
an order to "burn" a messaging application to protect his politician wife
from being dragged into litigation brought by online grocer Ocado without
considering the need to preserve communications.

Read full article »
<https://www.law360.com/cybersecurity-privacy/articles/1507566/ex-jones-day-atty-cops-to-giving-burn-order-in-ocado-suit?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01&read_more=1>

Ex-Apple Legal Bigwig Cops To Insider Trading
<https://www.law360.com/cybersecurity-privacy/articles/1507870/ex-apple-legal-bigwig-cops-to-insider-trading?nl_pk=b7e32574-5b34-4755-b747-04edca0198ed&utm_source=newsletter&utm_medium=email&utm_campaign=cybersecurity-privacy&utm_content=2022-07-01>

The former director of corporate law at Apple admitted Thursday to an
insider-trading scheme that netted him hundreds of thousands of dollars,
New Jersey federal prosecutors said.

Read full article »
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Insurer Must Defend 'Lottery Lawyer' In Criminal Case
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Fireman's Fund Insurance Co. will have to provide a defense for "Lottery
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Ex-Baker Botts IP Team Joins McDermott's New Austin Office
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McDermott Will & Emery LLP has launched an office in Austin, Texas, the
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VW, Audi Say Texas Can't Pick Judges To Mull Emissions Case
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Volkswagen and Audi told the Texas Supreme Court that the state shouldn't
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The Term: A Stinging Blow To The EPA's Power On Climate
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Thursday's swearing in of Justice Ketanji Brown Jackson as the first
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The U.S. Supreme Court's landmark decision to overturn Roe v. Wade is just
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