Propagating Security Context Across a Distributed Web Services Environment

R. A. Hettinga rah at
Fri Aug 6 15:34:49 PDT 2004



Propagating Security Context Across a Distributed Web Services Environment
Why, when, and how
August 4, 2004

By Scott Morrison 

It's a problem as old as networked computing. Consider two applications.
They negotiate a level of trust. How can that trust - or security context -
be transferred to a third application, one that may exist in an entirely
different security domain from the first?

This problem has been solved before, but is limited by proprietary
solutions that resist integration. The challenge now, which is a
significant one, is to solve it again, but this time for Web services - a
task complicated by the need to accommodate a broad range of established
security procedures and legacy technologies.

 Context in Context
Security context is an ambiguous term. Take, for example, the SSL protocol.
Here, security context is largely cryptographic metadata - the master key,
derived session keys, ciphers and hashes, etc. - which are associated by a
public SSL session ID. The session ID exists precisely to allow reuse of
these across independent connections and thus avoid the expensive public
key-based handshakes that would be necessary to re-establish them.
Authentication might not even be involved; such is the case with the
Diffie-Hellman cipher suite.

 In this article, we will explore the more fundamental problem of
transferring the security context established by an act of authentication -
that is, a sufficiently substantiated claim of principle identity - between
applications in a Web services environment. In doing so, we will use two
important OASIS Web services standards, WS-Security (WSS) and the Security
Assertions Markup Language (SAML).

 WSS and the Security Token Mechanism
Back when I was still in high school, my parents gathered up the family and
spent a summer traveling in China. During a few days in Beijing, I had a
chop, or signature seal, carved with my name rendered phonetically in
Chinese. In China, chops have been used as a means of signature and
identity since the period of the Warring States, nearly 2500 years ago.

 The chop implements a security model called proof of possession. It is
something physical you have, something you need to protect, and something
you can use to create a security token that binds another object - a
contract, a painting, etc. - to yourself. The binding consists of a stamp,
most commonly rendered in red ink, of the name carved into the chop. The
artistry of the carving establishes uniqueness and is a simple guard
against forgery.

 Shortly after we returned home, thieves broke into our house. Along with
the usual targets for theft - items like TVs and stereos - they took, oddly
enough, my chop. I've always thought that this was a strange thing to
steal: were they drawn to it because it was shiny and elegant; or was it an
early example of identity theft? Perhaps there are checking accounts open
in my name somewhere in Fujian.

 The real problem with my chop is that it really wasn't bound to my
identity. It was fine for creating security tokens while I possessed it,
but once lost, the thieves could create unlimited identity tokens with no
real means for me to stop them.

 Security tokens, of course, come in many different forms and with varied
purposes. A token could transport credentials; it might describe an
authorization decision; it may encapsulate a key for a cryptography
session. This diversity is one of the challenges faced by the technical
committee developing WS Security. To this end, their specification does not
attempt to mandate one form of security token over another; instead, it
defines a simple encapsulation mechanism that should be able to accommodate
most existing methods and technologies. Thus, in WSS, applications can make
claims to identity, supported by tokens. The details of how to support a
particular token mechanism is defined outside the main specification, in a
separate document called a token profile.

 Security tokens appear as elements subordinate to the <Security> header,
the block in a SOAP message under which all WS-Security related parameters
appear. Most of the currently existing profiles are concerned with
establishing a security context around identity. Consider, for example,
username and password, probably the most familiar of all security token
schemes. WSS defines a profile called - not surprisingly - the Web Services
Security Username Token Profile. It defines a very simple and logical
organization for usernames, passwords, and nonces; the latter enabling
digest authentication schemes to provide credential validation without
direct password transmission. WSS calls this type of token a
proof-of-possession claim. Listing 1, taken directly from the
specification, is an example. (the code is online at

 But what about transferring an existing context? You could argue against
the need for this - after all, if you have a means of authentication, why
not simply re-authenticate continuously with every independent transaction?
HTTP basic authentication works in this way. When a browser successfully
meets an authentication challenge, it will proactively insert credentials
into the HTTP Authorize header for every subsequent request in the same

 For some Web services applications, this is sufficient. For others, it can
be tremendously expensive - the overhead of continuous credential
validation can bring a directory to it knees. Furthermore, it may be
unrealistic to believe that every server is capable of performing this
operation. Often, this is because of access restrictions placed on central
directories, perhaps due to topology, but often due to politics.

 Transferring a previously established identity context, then, is a
valuable thing. But it's also difficult to carry out securely. WSS provides
a means to do this within its abstract token profile mechanism. Under this
use case, the tokens don't establish initial identity, but describe an
existing security context. These tokens have to be authoritative, so that
if a token is stolen - like my chop - it can't be used to hijack or destroy
an existing application or cryptography session. This challenge is
addressed by the WSS SAML profile.

 SAML and Context Transfer
SAML is designed to pass security information between systems. The basis of
SAML is a markup language for declaring assertions. Assertions are
declarations of facts about a subject. You can think of a subject as the
binding of an entity, such as a person or a computer, to an identity in a
security domain. Assertions are generated by an issuing authority, which
may front an existing identity server such as an LDAP directory. In SAML,
there are three distinct kinds of assertions:
	* 	 Authentication assertions: These statements describe acts of
authentication that have already taken place. An authentication assertion
does not describe another method to perform authentication, such as using
an X509 certificate; it simply affirms that a subject S was authenticated
by means M at time T. In listing 2, the authentication assertion declares
that subject smorrison authenticated against the Layer 7 Technologies
corporate directory using a password.
	* 	 Authorization assertions: An SAML issuing authority can make an
authorization decision to allow or deny access for a subject to a
particular resource.
	* 	 Attribute assertions: These assert that a subject is associated
with a collection of attributes, represented as simple name/value pairs.
For example, an SAML authority might declare that subject Scott is
associated with group=developers and company=Layer 7 Technologies.
 By providing a generalized attribute mechanism, SAML makes an important
point: that security context is more than just authentication and
authorization, but also includes associated metadata that might be
important in a security decision, such as a subject holding gold status in
a frequent flyer system.

 In addition to assertions, SAML defines a request/response protocol for
obtaining assertions from SAML authorities, bindings to protocols such as
SOAP for transporting assertions and queries, and profiles, which take a
more holistic approach to integrating SAML within an existing framework,
such as SOAP messaging or conventional, HTML-oriented HTTP.

 While the vision behind SAML has been to produce a general-purpose
language for communicating security context between distributed systems,
its initial focus, growing out of a widespread and immediate need, has been
on browser-based communications - in particular, single sign on (SSO) for
the Web. SAML defines two additional profiles to address this, and in
these, we can find a model for how SAML will ultimately support Web
services (see Figures 1 and 2).

 Both scenarios are functionally similar. The user, authenticated on system
A, clicks on a URL addressing content that resides on system B. The user
should not have to re-authenticate on system B (thus establishing a
separate, independent security context), but instead should transfer the
existing context completely to B. To complicate matters further, B may
reside in a different security domain from A, so B literally may not be
able to validate the subject's credentials even if they are made available.
Therefore, a trust relationship must be established between A and B, so
that B relies on A's word that a subject has been necessarily and
sufficiently identified. Virtually every large organization attempting to
integrate their internal Web servers has encountered this problem.

 The difference between these profiles appears in implementation. Figure 1
depicts a pull scenario, in which a security token, called an SAML
artifact, is passed to system B as a query parameter affixed to the URL.
System B uses the artifact as a handle to take complete ownership of the
security context from A; this is illustrated in the figure as a SOAP call
from B to A, requesting control of the context and taking delivery as a
collection of SAML assertions. SAML ensures that the server-side half of
the context can only exist in a single place at any given instant.

 In contrast is the push scenario, which transports the context entirely
within a message - in this instance, the assertions reside as a hidden
field that's POSTed in a form. This eliminates the need for system B to
retrieve the context from A, but requires that the assertions be signed to
prevent tampering. This is actually closer to a typical Web services
scenario, where context is a security token rendered into a SOAP message,
but more on that later.

 In practice, this process usually involves a centralized issuing authority
and clever use of HTTP redirects. But what is noteworthy here is the
security model. These browser profiles rely on SSL and HTTP authentication
mechanisms as a means to protect the confidentiality, integrity, and trust
of assertions (or artifacts). It uses existing Web security to ensure that
assertions are relayed only through the subject they describe. This
eliminates the threat of replay attacks and session hijacking. It's a
crucial point: an assertion, even signed by an issuing authority, needs to
be bound to the subject presenting it. Otherwise, what's to stop an
intruder from simply copying a signed authentication assertion and using
this to stake claim to that assertion's correlated security context?
Unbound from identity, an assertion is like my stolen chop.

 In the browser profiles, secure, authenticated channels are necessary to
ensure that security tokens only pass between trusted entities. In Web
services, where security is implemented on a message-by-message basis and
no secure channel exists, there needs to be a different approach.

 WSS SAML Profile
SAML, of course, fits cleanly into the WSS Security token structure. The
real challenge, though, is more subtle than syntactic contracts. WSS is
about providing security on a message-by-message basis. Furthermore, it is
concerned with absorbing security into the message itself and decoupling it
from channel strategies like SSL to be able to provide continuity in
encryption, integrity, authentication, and reliability across a diverse set
of transports and intermediates - from SMTP to MOM to plain text files, in
as many hops as the application demands.

 The challenge, therefore, is binding a subject's identity to an assertion
so that it is verifiable by the ultimate receiver of a SOAP message. SAML
addresses this with an assertion element we have not encountered yet,

 An SAML issuing authority uses SubjectConfirmation to bind a particular
subject's identity to an assertion. There are various strategies for this,
such as including Kerberos service tickets, and these are left for
specification in the relevant profile. The WSS SAML Token Profile adopts an
interesting approach. Within this element, the issuing authority can insert
the subject's public key. Remember, the issuing authority is making a
definitive statement about an act of authentication that has already taken
place, so it's likely to hold the subject's public key. If the subject
authenticated using its certificate under the WSS x509 Token Profile, the
key is there. Alternatively, it should be able to retrieve the key from a
trusted certificate server after firmly establishing the subject's identity
under a different authentication scheme, such as username/password. The key
resides within the SubjectConfirmation element, inside a standard
<ds:KeyInfo> block, a rich structure already described in the W3C XML
Digital Signature specification.

 The issuing authority then signs the entire assertion, thus
authoritatively binding assertion and key. In this way, it's not unlike a
certificate, which uses the signature of a trusted party to bind a public
key to an identity (represented as a DN). Consider also, what often makes a
certificate useful is the additional information residing within it. An SSL
certificate binds a DNS name to the CN, thus allowing clients to verify
that the TCP socket they've opened is indeed connected to the Internet
entity described in the certificate. E-mail addresses were added to support
similar trust validation, and v3.0 extension fields in the x509
specification promote still richer models of trust.

 Listing 3 shows an authentication assertion, generated and signed by an
SAML issuing authority. This signature binds the subject of the assertion
to its DSA public key. It also includes its X509 certificate against which
a receiver can compare a pre-existing trust relationship.

 So why is this useful? Precisely because now the subject can create an
undeniable association between any SOAP message it authors and this
assertion. Our problem up until now has been that, even though it is signed
by the issuing authority, a plain assertion could be intercepted and used
by anyone. In this way, it's like the thieves who stole my chop, and could
forge unlimited new messages claiming to come from me. Suppose we are a
SOAP receiver - say some arbitrary service downstream - and we take
delivery of a SOAP message containing an assertion claiming that Scott was
authenticated at noon on Tuesday. How can we be confident that the sender
of the SOAP message really is subject Scott, described in the assertion?
SubjectConfirmation is the key - or perhaps better, holds the key.
WS-Security calls this an endorsed claim, as it's been sanctioned by a
trusted third party.

 Figure 3 is a block diagram of a SOAP message that shows how it all comes
together. It maps a typical message that a Web services consumer would
compose while participating in an SSO scenario. Fundamentally, this is the
same as the browser SSO model illustrated in Figure 2, with SOAP service
invocations substituted for HTTP/HTML. In this use case, System A might be
a centralized authentication service that consumes username and password
credentials (under the WSS token profile described previously), and returns
a signed SAML SSO assertion (an aggregate of an authentication assertion,
time of validity, and other optional attribute fields). Bound in this
assertion is the public key of the authenticated subject.

 To compose the message in Figure 3, the consumer copies the signed
assertion into the SOAP message unchanged. To prove rightful ownership of
this assertion, the subject signs the message body. Remember, only the
actual can do this, as only the subject possesses the private key paired
with the public key in the assertion. This establishes an irrefutable
connection between the author of the SOAP message and the assertion
describing an authentication event.

 It is the receiver's responsibility to process this message appropriately
and take action on it based on its predetermined trust relationship with
the SAML issuing authority. Under SAML, the ultimate receiver of the
message is called the relying party - a logical piece of nomenclature, as
the receiver relies on the trust it has with an issuing authority.

 Listing 4 shows what the SOAP message looks like, as it might be delivered
to the receiver. It's becoming complex, because we now have signatures from
two different parties: the SAML issuing authority (over the assertion
only); and the SOAP sender (over the message body). The sender, could, of
course, extend its signature across the entire envelope if that is the
level of integrity that the application required. In the subject's
signature block, the SecurityTokenReference element contains a reference
back to the assertion, where we can retrieve the public key for signature
validation. Ultimately, what we have created in a chain to a trust root,
not unlike a certificate chain. It might help to refer back to the block
diagram in Figure 3 to help navigate through this complexity.

 There's one important detail we have yet to cover. Find the
<SubjectConfirmation> element in the authentication assertion in Listing 4.
It has a subordinate element called <ConfirmationMethod>. In the example,
ConfirmationMethod takes the value of the SAML-defined identifier
urn:oasis:names:tc:SAML:1.0:cm:holder-of-key. This informs a receiver that,
when processing any SOAP message containing this assertion, the attesting
entity must prove their association with the assertion using a signature.

 An alternative processing model is called sender-vouches, indicated by the
constant urn:oasis:names:tc:SAML:1.0:cm:sender-vouches. This addresses an
issue found in another common Web services scenario. In sender-vouches, the
attesting entity is not the subject described in the SAML assertion.
However, it is acting on behalf of that subject. The receiver, therefore,
must trust that this is indeed the case, that the sender has validated the
true subject in some way and is working on its behalf. To make this work,
the attesting entity must protect both the relevant parts of the SOAP
message and the assertion itself to prove that it has made that association
(after all, with nothing to conjoin these data, the aggregation could have
come from anyone).

 Figure 4 depicts a typical scenario where this might take place. It's very
similar to the classic three tier browser-based application - just
substitute SOAP for HTTP/HTML, RMI or IIOP, and JDBC. System A is a Web
services client. System B consumes and validates its credentials against an
issuing authority. System C trusts that B validated A accurately, and
processes messages from B with confidence that they are a consequence of an
initial request of A.

Inside the WSS SAML token profile, we find the basic mechanism necessary to
transfer one type of security context between applications using Web
services. But don't lose sight of its limitations in scope and maturity.
SAML - and by extension, WSS - does not deal with larger issues like
cryptography or application sessions, global sign-out, or account linking.
Some of these are more appropriately addressed in federation specifications
like WS-Federation and Liberty. Some are addressed in other emerging
standards efforts like WS-Secure Conversation and WS-Trust. Others will see
light in SAML v2.0. Nevertheless, there is some very valuable work here by
people who deeply understand the issues in distributed computing security,
and elements of the specifications are relevant today. Which is good,
because we've needed this for a long time.

About the author

Scott Morrison is director of Architecture at Layer 7 Technologies. Layer 7
provides technology for managing and coordinating Web services security and
transaction policy across loosely coupled systems (more)

Related Sites
 7 Figure 1
7 Figure 2
7 Figure 3
7 Figure 4
7 Source Code

R. A. Hettinga <mailto: rah at>
The Internet Bearer Underwriting Corporation <>
44 Farquhar Street, Boston, MA 02131 USA
"... however it may deserve respect for its usefulness and antiquity,
[predicting the end of the world] has not been found agreeable to
experience." -- Edward Gibbon, 'Decline and Fall of the Roman Empire'

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