FINRA Grants Client Poach Injunction To TD Bank
FINRA Grants Client Poach Injunction To TD Bank <https://www.law360.com/competition/articles/2258225?nl_pk=6416fd97-1dc4-4e02-b7d8-a89ca44ecaf4&utm_source=newsletter&utm_medium=email&utm_campaign=competition&utm_content=2024-11-08&read_main=1&nlsidx=0&nlaidx=9> By Brian Steele The Financial Industry Regulatory Authority has issued a permanent injunction against Raymond James Financial and its subsidiary Crescent Point Private Wealth that bars their solicitation of certain TD Bank clients until April 2025, according to a status report filed in a federal lawsuit in the District of Connecticut. 1 document attached | Read full article » <https://www.law360.com/competition/articles/2258225?nl_pk=6416fd97-1dc4-4e02-b7d8-a89ca44ecaf4&utm_source=newsletter&utm_medium=email&utm_campaign=competition&utm_content=2024-11-08&read_more=1&nlsidx=0&nlaidx=9> | Save to favorites » <https://www.law360.com/competition/articles/2258225?nl_pk=6416fd97-1dc4-4e02-b7d8-a89ca44ecaf4&utm_source=newsletter&utm_medium=email&utm_campaign=competition&utm_content=2024-11-08&read_later=1&nlsidx=0&nlaidx=9>
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Gunnar Larson