Navy Capital Fund Firm Settles SEC's AML Allegations
Navy Capital Fund Firm Settles SEC's AML Allegations <https://www.law360.com/compliance/articles/2283996?nl_pk=7f7472c8-af4a-4299-9ac5-a594bd6cf4d5&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2025-01-15&read_main=1&nlsidx=0&nlaidx=10> By Sarah Jarvis Navy Capital Green Management LLC on Tuesday agreed to pay $150,000 to settle allegations from the U.S. Securities and Exchange Commission that the investment adviser made misrepresentations to investors about its anti-money laundering due diligence practices. Order attached | Read full article » <https://www.law360.com/compliance/articles/2283996?nl_pk=7f7472c8-af4a-4299-9ac5-a594bd6cf4d5&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2025-01-15&read_more=1&nlsidx=0&nlaidx=10> | Save to favorites » <https://www.law360.com/compliance/articles/2283996?nl_pk=7f7472c8-af4a-4299-9ac5-a594bd6cf4d5&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2025-01-15&read_later=1&nlsidx=0&nlaidx=10>
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Gunnar Larson