BNY To Pay $5M CFTC Fine Over Swap Reporting Issues
BNY To Pay $5M CFTC Fine Over Swap Reporting Issues <https://www.law360.com/capitalmarkets/articles/1873635?nl_pk=abe82add-2a33-4388-8f7e-63d76e8f5534&utm_source=newsletter&utm_medium=email&utm_campaign=capitalmarkets&utm_content=2024-08-27&read_main=1&nlsidx=0&nlaidx=3> By Katryna Perera The Commodity Futures Trading Commission and the Bank of New York Mellon reached a $5 million deal on Monday to resolve claims that the bank repeatedly failed to correctly report millions of swap transactions to a registered swap data repository and failed to properly supervise its swap dealer business. Order attached | Read full article » <https://www.law360.com/capitalmarkets/articles/1873635?nl_pk=abe82add-2a33-4388-8f7e-63d76e8f5534&utm_source=newsletter&utm_medium=email&utm_campaign=capitalmarkets&utm_content=2024-08-27&read_more=1&nlsidx=0&nlaidx=3> | Save to favorites » <https://www.law360.com/capitalmarkets/articles/1873635?nl_pk=abe82add-2a33-4388-8f7e-63d76e8f5534&utm_source=newsletter&utm_medium=email&utm_campaign=capitalmarkets&utm_content=2024-08-27&read_later=1&nlsidx=0&nlaidx=3>
participants (1)
-
Gunnar Larson