SEC Fines Fifth Third Securities Over Muni Bond Disclosures
19 Jul
2023
19 Jul
'23
9:30 a.m.
SEC Fines Fifth Third Securities Over Muni Bond Disclosures By Sydney Price The U.S. Securities and Exchange Commission announced Tuesday that Ohio-based Fifth Third Securities Inc. has agreed to pay over $700,000 to settle claims that it failed to comply with municipal bond offering disclosure requirements under the Securities Exchange Act. Order attached | Read full article » | Save to favorites » https://www.law360.com/banking/articles/1701157?nl_pk=99a2a594-20ad-4b2f-a28e-cd0e62d896b6&utm_source=newsletter&utm_medium=email&utm_campaign=banking&utm_content=2023-07-19&read_main=1&nlsidx=0&nlaidx=7
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Gunnar Larson