SEC Sued Over FINRA's One-Day Bond Reporting Timeline
SEC Sued Over FINRA's One-Day Bond Reporting Timeline <https://www.law360.com/compliance/articles/2262431?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-11-19&read_main=1&nlsidx=0&nlaidx=5> By Jessica Corso The U.S. Securities and Exchange Commission has been hit with a lawsuit seeking to overturn a newly adopted rule that will require brokerage firms to report bond transactions more quickly, with the suing organization previously claiming there was no evidence justifying a need for such a change. Petition attached | Read full article » <https://www.law360.com/compliance/articles/2262431?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-11-19&read_more=1&nlsidx=0&nlaidx=5> | Save to favorites » <https://www.law360.com/compliance/articles/2262431?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-11-19&read_later=1&nlsidx=0&nlaidx=5>
SEC Sued Over FINRA's One-Day Bond Reporting Timeline <https://www.law360.com/compliance/articles/2262431?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-11-19&read_main=1&nlsidx=0&nlaidx=5> By Jessica Corso The U.S. Securities and Exchange Commission has been hit with a lawsuit seeking to overturn a newly adopted rule that will require brokerage firms to report bond transactions more quickly, with the suing organization previously claiming there was no evidence justifying a need for such a change. Petition attached | Read full article » <https://www.law360.com/compliance/articles/2262431?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-11-19&read_more=1&nlsidx=0&nlaidx=5> | Save to favorites » <https://www.law360.com/compliance/articles/2262431?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-11-19&read_later=1&nlsidx=0&nlaidx=5>
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Gunnar Larson