CFTC Fines Futures Firm $650K For Botched Records, Trades
CFTC Fines Futures Firm $650K For Botched Records, Trades <https://www.law360.com/capitalmarkets/articles/1883144?nl_pk=abe82add-2a33-4388-8f7e-63d76e8f5534&utm_source=newsletter&utm_medium=email&utm_campaign=capitalmarkets&utm_content=2024-09-30&read_main=1&nlsidx=0&nlaidx=16> By Sydney Price The Commodity Futures Trading Commission has fined CHS Hedging LLC $650,000 to settle allegations that it did not properly record thousands of calls between associates and customers and failed to obtain customer authorizations before entering trades over a four-year period. Order attached | Read full article » <https://www.law360.com/capitalmarkets/articles/1883144?nl_pk=abe82add-2a33-4388-8f7e-63d76e8f5534&utm_source=newsletter&utm_medium=email&utm_campaign=capitalmarkets&utm_content=2024-09-30&read_more=1&nlsidx=0&nlaidx=16> | Save to favorites » <https://www.law360.com/capitalmarkets/articles/1883144?nl_pk=abe82add-2a33-4388-8f7e-63d76e8f5534&utm_source=newsletter&utm_medium=email&utm_campaign=capitalmarkets&utm_content=2024-09-30&read_later=1&nlsidx=0&nlaidx=16>
participants (1)
-
Gunnar Larson