SEC Says 'Rogue Employee' Threatened PE Fund, Not Agency
SEC Says 'Rogue Employee' Threatened PE Fund, Not Agency <https://www.law360.com/compliance/articles/2261060?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-11-15&read_main=1&nlsidx=0&nlaidx=2> By Spencer Brewer A Texas federal judge grilled the U.S. Securities and Exchange Commission over the circumstances that led to a private equity fund suing the regulator alleging it carried out a "fishing expedition" investigation, asking the agency about a "rogue employee" during a hearing Thursday. Read full article » <https://www.law360.com/compliance/articles/2261060?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-11-15&read_more=1&nlsidx=0&nlaidx=2> | Save to favorites » <https://www.law360.com/compliance/articles/2261060?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-11-15&read_later=1&nlsidx=0&nlaidx=2>
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Gunnar Larson