SEC Fines Adviser That Lost Clients' Crypto In FTX Collapse
SEC Fines Adviser That Lost Clients' Crypto In FTX Collapse <https://www.law360.com/fintech/articles/1875917?nl_pk=d2b3e7ef-ab62-4a62-804a-08b1615aa913&utm_source=newsletter&utm_medium=email&utm_campaign=fintech&utm_content=2024-09-04&read_main=1&nlsidx=0&nlaidx=1> By Jessica Corso An investment adviser that lost client funds in the collapse of FTX found itself on the receiving end of a U.S. Securities and Exchange Commission enforcement action on Tuesday, with Galois Capital Management LLC settling allegations that it failed to find a proper custodian for those crypto assets. Order attached | Read full article » <https://www.law360.com/fintech/articles/1875917?nl_pk=d2b3e7ef-ab62-4a62-804a-08b1615aa913&utm_source=newsletter&utm_medium=email&utm_campaign=fintech&utm_content=2024-09-04&read_more=1&nlsidx=0&nlaidx=1> | Save to favorites » <https://www.law360.com/fintech/articles/1875917?nl_pk=d2b3e7ef-ab62-4a62-804a-08b1615aa913&utm_source=newsletter&utm_medium=email&utm_campaign=fintech&utm_content=2024-09-04&read_later=1&nlsidx=0&nlaidx=1>
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Gunnar Larson