BofA Units Fined $3M Over Trade Surveillance Compliance <https://www.law360.com/fintech/articles/1874498?nl_pk=d2b3e7ef-ab62-4a62-804a-08b1615aa913&utm_source=newsletter&utm_medium=email&utm_campaign=fintech&utm_content=2024-08-29&read_main=1&nlsidx=0&nlaidx=4> By Sydney Price Two Bank of America units have agreed to pay $3 million to settle the Financial Industry Regulatory Authority's claims that they did not sufficiently safeguard against potentially manipulative trading by customers. Order attached | Read full article » <https://www.law360.com/fintech/articles/1874498?nl_pk=d2b3e7ef-ab62-4a62-804a-08b1615aa913&utm_source=newsletter&utm_medium=email&utm_campaign=fintech&utm_content=2024-08-29&read_more=1&nlsidx=0&nlaidx=4> | Save to favorites » <https://www.law360.com/fintech/articles/1874498?nl_pk=d2b3e7ef-ab62-4a62-804a-08b1615aa913&utm_source=newsletter&utm_medium=email&utm_campaign=fintech&utm_content=2024-08-29&read_later=1&nlsidx=0&nlaidx=4>