Mutual Fund Manager Owes SEC, CFTC $11M After Trial
Mutual Fund Manager Owes SEC, CFTC $11M After Trial <https://www.law360.com/capitalmarkets/articles/2262190?nl_pk=abe82add-2a33-4388-8f7e-63d76e8f5534&utm_source=newsletter&utm_medium=email&utm_campaign=capitalmarkets&utm_content=2024-11-19&read_main=1&nlsidx=0&nlaidx=17> By Katryna Perera A Wisconsin federal judge has ordered the operator of a mutual fund to pay more than $11 million to the U.S. Securities and Exchange Commission and the Commodity Futures Trading Commission after being found liable by a jury of making untrue statements and breaching his fiduciary duty to investors. Order attached | Read full article » <https://www.law360.com/capitalmarkets/articles/2262190?nl_pk=abe82add-2a33-4388-8f7e-63d76e8f5534&utm_source=newsletter&utm_medium=email&utm_campaign=capitalmarkets&utm_content=2024-11-19&read_more=1&nlsidx=0&nlaidx=17> | Save to favorites » <https://www.law360.com/capitalmarkets/articles/2262190?nl_pk=abe82add-2a33-4388-8f7e-63d76e8f5534&utm_source=newsletter&utm_medium=email&utm_campaign=capitalmarkets&utm_content=2024-11-19&read_later=1&nlsidx=0&nlaidx=17>
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Gunnar Larson