13 Jul
2023
13 Jul
'23
6:03 p.m.
SEC Proposes Speedier Customer Deposits For Brokers By Jessica Corso The U.S. Securities and Exchange Commission on Wednesday unveiled a plan that could require the nation's largest brokerage firms to more frequently deposit customer funds into segregated bank accounts in an effort to prevent financial losses in cases of bankruptcy. 2 documents attached | Read full article » | Save to favorites » https://www.google.com/url?q=https://www.law360.com/capitalmarkets/articles/1698842?nl_pk%3D8da16ff7-f140-492c-bcb7-88f09ca11890%26utm_source%3Dnewsletter%26utm_medium%3Demail%26utm_campaign%3Dcapitalmarkets%26utm_content%3D2023-07-13%26nlsidx%3D0%26nlaidx%3D1&source=gmail&ust=1689332886427000&usg=AOvVaw2TWhGqfINc8Cz1V4pEpIdO