Here is the update from today. Gunnar ---------- Forwarded message --------- From: Gunnar Larson <g@xny.io> Date: Wed, Dec 29, 2021, 11:50 AM Subject: Re: [EXTERNAL] Goldman Sachs Deferred Agreement To: Marzulli, John (USANYE) <John.Marzulli@usdoj.gov> Cc: Alexi Anania <a@xny.io> Mr. Marzulli: Thank you for our recent correspondence concerning the Goldman Sachs deferred prosecution agreement. This week we are drafting a memo addressed to you and DOJ consideration. The draft to your office is titled "Memo #1" and will be delivered on January 1, 2022. Meanwhile, this email serves as a primer to the aforementioned concern. *Below you will find extremely relevant information to Memo #1's background:* - Bank.org Shelf Charter notice of intent: https://docs.google.com/document/d/1GKHZPmNa1FbFImTzIdSaKCpJXRZivvQYKXIBdQAA... - NY-DFS acting superintendent conflict(s) of interest (folder): https://drive.google.com/drive/folders/1FTRRFFhQHDxf-oR9WOZz0a2gRtC9ZWVO Mr. Marzulli, it is xNY.io - Bank.org's working opinion that the Goldman Sachs deferred agreement is in obvious breach. Memo #1 will go into detail (with backup references) to this matter for DOJ review. However, the primer materials are key for DOJ notice of obvious NY-DFS conflicts to the breach concern. Please advise if DOJ has any questions/opinions on the primer material(s) above. Sending you the very best regards. Thank you, Gunnar -- *Gunnar Larson - xNY.io <http://www.xny.io/> | Bank.org <http://bank.org/>* MSc <https://www.unic.ac.cy/blockchain/msc-digital-currency/?utm_source=Google&utm_medium=Search&utm_campaign=MSc-Digital-Currency-North-America&utm_term=blockchain%20unic&gclid=Cj0KCQiAyJOBBhDCARIsAJG2h5ctwwMz0MRbVSk-LaYD-GMU5UgDSw7ynxbGr_a7SkaFAZzJc1-pzxEaAi4NEALw_wcB> - Digital Currency MBA <https://www.unic.ac.cy/business-administration-entrepreneurship-and-innovation-mba-1-5-years-or-3-semesters/> - Entrepreneurship and Innovation (ip) G@xNY.io +1-646-454-9107 New York, New York 10001 On Wed, Dec 15, 2021 at 4:12 PM Marzulli, John (USANYE) < John.Marzulli@usdoj.gov> wrote:
Correct
Sent from my iPhone
On Dec 15, 2021, at 4:06 PM, Gunnar Larson <g@xny.io> wrote:
So, should we correspond through you via email?
On Wed, Dec 15, 2021, 3:56 PM Gunnar Larson <g@xny.io> wrote:
Yes, ideally. Are we able to correspond via research context?
On Wed, Dec 15, 2021, 1:56 PM Marzulli, John (USANYE) < John.Marzulli@usdoj.gov> wrote:
Do you intend to contact DOJ attorneys directly? They are not authorized to speak to the media.
Sent from my iPhone
On Dec 15, 2021, at 1:38 PM, Gunnar Larson <g@xny.io> wrote:
Mr. Marzulli:
How are you? Hope all is well.
Kindly seeking guidance on the forementioned request.
Thank you,
Gunnar
On Mon, Dec 13, 2021, 1:27 PM Gunnar Larson <g@xny.io> wrote:
Mr. Marzulli:
Not a press request. Just seeking guidance on who at DOJ is supervising the aforementioned concern.
Thank you,
Gunnar -- *Gunnar Larson - xNY.io <https://protect2.fireeye.com/v1/url?k=f5f90a79-aa62332e-f5fe2e9c-ac1f6b017516-ab66ad4634b93f4c&q=1&e=14f44972-ad6a-470c-9ae6-4543ab30c7ab&u=http%3A%2F%2Fwww.xny.io%2F> | Bank.org <https://protect2.fireeye.com/v1/url?k=84710394-dbea3ac3-84762771-ac1f6b017516-5d49aa8350faf58c&q=1&e=14f44972-ad6a-470c-9ae6-4543ab30c7ab&u=http%3A%2F%2Fbank.org%2F>* MSc <https://protect2.fireeye.com/v1/url?k=f513d190-aa88e8c7-f514f575-ac1f6b017516-de4af0bd2976ea1f&q=1&e=14f44972-ad6a-470c-9ae6-4543ab30c7ab&u=https%3A%2F%2Fwww.unic.ac.cy%2Fblockchain%2Fmsc-digital-currency%2F%3Futm_source%3DGoogle%26utm_medium%3DSearch%26utm_campaign%3DMSc-Digital-Currency-North-America%26utm_term%3Dblockchain%2520unic%26gclid%3DCj0KCQiAyJOBBhDCARIsAJG2h5ctwwMz0MRbVSk-LaYD-GMU5UgDSw7ynxbGr_a7SkaFAZzJc1-pzxEaAi4NEALw_wcB> - Digital Currency MBA <https://protect2.fireeye.com/v1/url?k=a32427f2-fcbf1ea5-a3230317-ac1f6b017516-375b8a1829ddcd9a&q=1&e=14f44972-ad6a-470c-9ae6-4543ab30c7ab&u=https%3A%2F%2Fwww.unic.ac.cy%2Fbusiness-administration-entrepreneurship-and-innovation-mba-1-5-years-or-3-semesters%2F> - Entrepreneurship and Innovation (ip)
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On Mon, Dec 13, 2021 at 1:19 PM Marzulli, John (USANYE) < John.Marzulli@usdoj.gov> wrote:
Is this a press request, or are you seeking to report a breach?
*From:* Gunnar Larson <g@xny.io> *Sent:* Monday, December 13, 2021 12:29 PM *To:* Marzulli, John (USANYE) <JMarzulli@usa.doj.gov> *Subject:* Re: [EXTERNAL] Goldman Sachs Deferred Agreement
Mr. Marzulli:
Okay. Thank you for the clarification.
Can you advise who at DOJ is responsible for supervising the agreement?
Or, is it to be understood that the deferred agreement is self policing out of good will?
Thank you,
Gunnar
--
*Gunnar Larson - xNY.io <https://protect2.fireeye.com/v1/url?k=f762aaae-a8f993b3-f7658e4b-ac1f6b01767e-773dd8adde83036c&q=1&e=313e93a9-69b4-444f-a2d6-a41d5693de10&u=http%3A%2F%2Fwww.xny.io%2F> | Bank.org <https://protect2.fireeye.com/v1/url?k=bf5924a4-e0c21db9-bf5e0041-ac1f6b01767e-493acba7cfd1af65&q=1&e=313e93a9-69b4-444f-a2d6-a41d5693de10&u=http%3A%2F%2Fbank.org%2F>*
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On Mon, Dec 13, 2021 at 12:12 PM Marzulli, John (USANYE) < John.Marzulli@usdoj.gov> wrote:
There is not a “updated copy” of the deferred prosecution agreement and one is not required.
*From:* Gunnar Larson <g@xny.io> *Sent:* Monday, December 13, 2021 11:31 AM *To:* Marzulli, John (USANYE) <JMarzulli@usa.doj.gov> *Cc:* Alexi Anania <a@xny.io> *Subject:* [EXTERNAL] Goldman Sachs Deferred Agreement
Mr. Marzulli:
Thank you for our conversation today concerning Goldman Sachs' Deferred Prosecution Agreement <https://protect2.fireeye.com/v1/url?k=23c7998e-7c5ca0d9-23c0bd6b-ac1f6b017516-196fde5b452a16c8&q=1&e=fca59864-a8cb-47c6-a6a3-b86b817a9c3b&u=https%3A%2F%2Fdrive.google.com%2Ffile%2Fd%2F1Yx88RMoeLyyfbNK0RtPl4r-m8N21_1Sp%2Fview%3Fusp%3Dsharing> with the United States.
- We are concerned that the agreement has been violated - As we discussed together today, Ms. Karen P. Seymour is no longer with Goldman Sachs - The agreement outlines that Ms. Seymour having complete and full liberty of maintaining the deferred agreement's terms and conditions
Keeping all this in mind, and given Ms. Seymour is no longer with the firm, does the US Attorney's office have an updated copy of the deferred agreement given the circumstances?
Sending you the very best regards.
Thank you,
Gunnar Larson
--
*Gunnar Larson - xNY.io <https://protect2.fireeye.com/v1/url?k=4fe98a84-1072b3d3-4feeae61-ac1f6b017516-28af81bf6efe8e29&q=1&e=fca59864-a8cb-47c6-a6a3-b86b817a9c3b&u=http%3A%2F%2Fwww.xny.io%2F> | Bank.org <https://protect2.fireeye.com/v1/url?k=eeaea2e2-b1359bb5-eea98607-ac1f6b017516-524b4cf8e70fc3f6&q=1&e=fca59864-a8cb-47c6-a6a3-b86b817a9c3b&u=http%3A%2F%2Fbank.org%2F>*
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