SEC Fines Adviser Firm For Splitting Legal Fees With Client <https://www.law360.com/insurance/articles/1831461?nl_pk=59612751-8689-4b1e-9154-1edd7f62646f&utm_source=newsletter&utm_medium=email&utm_campaign=insurance&utm_content=2024-05-01&read_main=1&nlsidx=0&nlaidx=4> By Sydney Price A Puerto Rico-based investment adviser will pay more than $500,000 to settle the U.S. Securities and Exchange Commission's claims it entered into an improper joint legal fee arrangement with a mutual fund that was also its client. Order attached | Read full article » <https://www.law360.com/insurance/articles/1831461?nl_pk=59612751-8689-4b1e-9154-1edd7f62646f&utm_source=newsletter&utm_medium=email&utm_campaign=insurance&utm_content=2024-05-01&read_more=1&nlsidx=0&nlaidx=4> | Save to favorites » <https://www.law360.com/insurance/articles/1831461?nl_pk=59612751-8689-4b1e-9154-1edd7f62646f&utm_source=newsletter&utm_medium=email&utm_campaign=insurance&utm_content=2024-05-01&read_later=1&nlsidx=0&nlaidx=4>