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FCA Restricts Financial Services Platform After Failings

Gunnar Larson

23 Oct 2024 23 Oct '24
10:12 a.m.

FCA Restricts Financial Services Platform After Failings <https://www.law360.co.uk/financial-services-uk/articles/1892324?nl_pk=a94fc7ab-a9ab-4472-a647-9bf619c7b000&utm_source=newsletter&utm_medium=email&utm_campaign=financial-services-uk&utm_content=2024-10-23&read_main=1&nlsidx=0&nlaidx=2> By Sam Tabahriti London-based financial firm Business Agent Ltd. has been restricted from acting as an individual savings accounts manager due to major regulatory breaches, including the unauthorized handling of client funds, the Financial Conduct Authority said Tuesday. Read full article » <https://www.law360.co.uk/financial-services-uk/articles/1892324?nl_pk=a94fc7ab-a9ab-4472-a647-9bf619c7b000&utm_source=newsletter&utm_medium=email&utm_campaign=financial-services-uk&utm_content=2024-10-23&read_more=1&nlsidx=0&nlaidx=2> | Save to favorites » <https://www.law360.co.uk/financial-services-uk/articles/1892324?nl_pk=a94fc7ab-a9ab-4472-a647-9bf619c7b000&utm_source=newsletter&utm_medium=email&utm_campaign=financial-services-uk&utm_content=2024-10-23&read_later=1&nlsidx=0&nlaidx=2>

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