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FCA Fine Puts Execs' Personal Conduct Under The Spotlight

Gunnar Larson

1 Nov 2024 1 Nov '24
3:05 p.m.

FCA Fine Puts Execs' Personal Conduct Under The Spotlight <https://www.law360.co.uk/financial-services-uk/articles/2254487?nl_pk=a94fc7ab-a9ab-4472-a647-9bf619c7b000&utm_source=newsletter&utm_medium=email&utm_campaign=financial-services-uk&utm_content=2024-11-01&read_main=1&nlsidx=0&nlaidx=2> By Christopher Crosby The £350,000 ($455,000) fine handed by the Financial Conduct Authority to the boss of a leading financial technology company is a reminder that executives risk the watchdog's wrath if they're not transparent about reporting potential misconduct, white-collar lawyers say. Read full article » <https://www.law360.co.uk/financial-services-uk/articles/2254487?nl_pk=a94fc7ab-a9ab-4472-a647-9bf619c7b000&utm_source=newsletter&utm_medium=email&utm_campaign=financial-services-uk&utm_content=2024-11-01&read_more=1&nlsidx=0&nlaidx=2> | Save to favorites » <https://www.law360.co.uk/financial-services-uk/articles/2254487?nl_pk=a94fc7ab-a9ab-4472-a647-9bf619c7b000&utm_source=newsletter&utm_medium=email&utm_campaign=financial-services-uk&utm_content=2024-11-01&read_later=1&nlsidx=0&nlaidx=2>

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