RE: FOIL Records Request of August 22, 2024, Reference # R000433-082224

Dear Gunnar Larson,

The NYS Department of Financial Services received a FOIL request from you on August 22, 2024. You requested:

"Today xNY.io - Bank.org seeks access to Shelf Charter records from January 1, 2021 to August 22, 2024 that correspond to New York State's Shelf Charter rule changes. Additionally, we seek access to NY-DFS records concerning xNY.io - Bank.org's Shelf Charter dealings with the Department.

Separately to seeking Shelf Charter rule change records, today xNY.io - Bank.org seeks access to NY-DFS policy records concerning the Department’s approach to:

-Harassment and Discrimination Policies

-Conflict of Interest Policy

-Insider Trading Policy

-Records Management Policy

-Corporate Opportunity Policy"

The New York State Department of Financial Services (DFS) requires additional time to respond to your request, assigned the tracking number R000433-082224, because we are still processing your request.

DFS will endeavor to provide you the determination of your FOIL request by November 8, 2024, or sooner if possible. However, if DFS is unable to complete its review by that time, you will then be provided an update on the progress of your FOIL request. Your continued patience is greatly appreciated.

Sincerely,

Joanne Verdejo

Administrative Assistant 2

NYS Department of Financial Services

Office of General Counsel