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From: NYS DFS FOIL Records Access Center <dfsny@govqa.us>
Date: Thu, Aug 29, 2024, 9:25 AM
Subject: New Message :: R000433-082224
To: g@xny.io <g@xny.io>
Cc: Joanne.Verdejo@dfs.ny.gov <Joanne.Verdejo@dfs.ny.gov>




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RE: FOIL Records Request of August 22, 2024, Reference # R000433-082224

Dear Gunnar Larson,

The NYS Department of Financial Services received a FOIL request from you on August 22, 2024. You requested:

"Today xNY.io - Bank.org seeks access to Shelf Charter records from January 1, 2021 to August 22, 2024 that correspond to New York State's Shelf Charter rule changes. Additionally, we seek access to NY-DFS records concerning xNY.io - Bank.org's Shelf Charter dealings with the Department.

Separately to seeking Shelf Charter rule change records, today xNY.io - Bank.org seeks access to NY-DFS policy records concerning the Department’s approach to:

-Harassment and Discrimination Policies

-Conflict of Interest Policy

-Insider Trading Policy

-Records Management Policy

-Corporate Opportunity Policy"

Your request has been referred to the appropriate DFS unit(s) to search for the records that are responsive to your request. The assigned unit(s) will contact you within 20 business days to (i) advise whether the unit has any records that are responsive to your request; (ii) grant or deny your request, if the unit has responsive records; or (iii) apprise you of the progress of your request, if the search or review of the records that you requested is still on-going.

Sincerely,

Joanne Verdejo

Administrative Assistant 2

NYS Department of Financial Services

Office of General Counsel

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To monitor the progress or update this request please log into the FOIL Records Access Center.

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