SEC Fines Fifth Third Securities Over Muni Bond Disclosures

SEC Fines Fifth Third Securities Over Muni Bond Disclosures By Sydney Price The U.S. Securities and Exchange Commission announced Tuesday that Ohio-based Fifth Third Securities Inc. has agreed to pay over $700,000 to settle claims that it failed to comply with municipal bond offering disclosure requirements under the Securities Exchange Act. Order attached | Read full article » | Save to favorites » https://www.law360.com/banking/articles/1701157?nl_pk=99a2a594-20ad-4b2f-a28e-cd0e62d896b6&utm_source=newsletter&utm_medium=email&utm_campaign=banking&utm_content=2023-07-19&read_main=1&nlsidx=0&nlaidx=7