SEC Risk Alert Flags Investment Fund Oversight, Disclosures <https://www.law360.com/compliance/articles/2257106?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-11-06&read_main=1&nlsidx=0&nlaidx=6> By Sarah Jarvis The U.S. Securities and Exchange Commission's exams unit is flagging common issues among investment funds in recent years, including funds mischaracterizing how so-called ESG factors play into their investment strategies and chief compliance officers failing to submit certain reports to fund boards. 1 document attached | Read full article » <https://www.law360.com/compliance/articles/2257106?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-11-06&read_more=1&nlsidx=0&nlaidx=6> | Save to favorites » <https://www.law360.com/compliance/articles/2257106?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-11-06&read_later=1&nlsidx=0&nlaidx=6>