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SEC Says Market Forecaster Ran Biotech Pump-And-Dump

Gunnar Larson

9 Dec 2024 9 Dec '24
11:54 a.m.

SEC Says Market Forecaster Ran Biotech Pump-And-Dump <https://www.law360.com/compliance/articles/2270593?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-12-09&read_main=1&nlsidx=0&nlaidx=15> By Emilie Ruscoe The U.S. Securities and Exchange Commission has sued a subscription-based investment advice company and its owner, accusing them of making nearly $1.4 million in a pump-and-dump scheme involving a purported drugmaker. Complaint attached | Read full article » <https://www.law360.com/compliance/articles/2270593?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-12-09&read_more=1&nlsidx=0&nlaidx=15> | Save to favorites » <https://www.law360.com/compliance/articles/2270593?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-12-09&read_later=1&nlsidx=0&nlaidx=15>

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