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FCA Fines, Bans 4 For 'Reckless' Pension Transfer Advice

Gunnar Larson

9 Sep 2024 9 Sep '24
11:38 a.m.

FCA Fines, Bans 4 For 'Reckless' Pension Transfer Advice <https://www.law360.co.uk/financial-services-uk/articles/1877198?nl_pk=a94fc7ab-a9ab-4472-a647-9bf619c7b000&utm_source=newsletter&utm_medium=email&utm_campaign=financial-services-uk&utm_content=2024-09-09&read_main=1&nlsidx=0&nlaidx=0> By Joel Poultney Britain's finance watchdog on Friday announced it has fined four people a total of nearly £600,000 ($793,300) and banned them from working in financial services because of pension transfer advice they gave that showed a "reckless disregard" for customers. Read full article » <https://www.law360.co.uk/financial-services-uk/articles/1877198?nl_pk=a94fc7ab-a9ab-4472-a647-9bf619c7b000&utm_source=newsletter&utm_medium=email&utm_campaign=financial-services-uk&utm_content=2024-09-09&read_more=1&nlsidx=0&nlaidx=0> | Save to favorites » <https://www.law360.co.uk/financial-services-uk/articles/1877198?nl_pk=a94fc7ab-a9ab-4472-a647-9bf619c7b000&utm_source=newsletter&utm_medium=email&utm_campaign=financial-services-uk&utm_content=2024-09-09&read_later=1&nlsidx=0&nlaidx=0>

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