FC97 lookalike: Stock Trading over the Internet Conference

I don't know about *lookalike*... Cheers, Bob Hettinga --- begin forwarded text Sender: e$@thumper.vmeng.com Reply-To: Ian Grigg Precedence: Bulk Date: Mon, 17 Feb 1997 10:30:32 +0100 (MET) From: Ian Grigg To: Multiple recipients of Subject: FC97 lookalike: Stock Trading over the Internet Conference http://www.iqpc.com/0397stoc.htm STOCK TRADING OVER THE INTERNET Exploiting the power of Electronic Commerce March 19-20, 1997 * The Pan Pacific Hotel * San Francisco, CA Hear first hand tips from the true pioneers in Internet stock trading and electronic commerce on: Conquering the process of going public Raising capital in your company via the Internet Using the Web to build your business and partnering with co-opitition Forming permanent syndicates to foster the creation of new offerings Creating effective and complete marketing plans for IPO's and DPO's Attracting customers and delivering services through the exploding electronic commerce market The audience for this event will include companies looking to offer shares via the Internet and drastically cut costs including; Chief Executive Officers, Chief Financial Officers, Managing Directors, General Managers, Investor Relations Managers, Underwriters, Stock Exchange Executives, Venture Capitalists, Investment Bankers, Private Company Executives, Business Development Executives, Technology and Business Press and all those seeking to explore opportunities on the emerging Internet marketplace DAY ONE March 19, 1997 Chairman: Brad W. Smith, President, WBS & A, Ltd. 8:30 REGULATORY CONSIDERATIONS ON INTERNET PUBLIC OFFERINGS This session will review the many regulatory and legislative issues involved in the development of Internet public offerings. In particular, how and why the regulatory bodies of the NASD, NASDAQ and the SEC are making a commitment to the Internet as a vehicle that serves the investor. Proper surveillance procedures have been created and executed to protect all parties. Internet initiatives have been developed to bridge the market side and regulatory side of these complex issues. Al Dandridge, Associate Director of Corporate Finance U.S. SECURITIES AND EXCHANGE COMMISSION Charles Bennett, Associate Director of Corporate Finance NASD 9:30 INTERNET TRADING MARKET PROJECTIONS Internet trading is an emerging market wave that is poised for explosive growth. More than 60 million investors have brokerage accounts. The media reports that Internet brokerage accounts will jump from 1.5 million today to 9.3 million by the year 2001; Every bank will use the Internet to attract customers and deliver services in the next five years and electronic commerce will grow to $600 billion annually within the next 10 years. Visionaries believe that one of the most profound effects of these phenomena's will be to changehow small businesses get capitalized. They predict that small business public offerings will become routine for nano-cap companies. This session will present a strategic overview of the emergence of internet capabilities that make it possible for investors to invest in and trade nano-cap company stocks. Brad Smith, President WBS & A, Ltd. bradwsmith@aol.com 11:00 GOING PUBLIC: HOW TO RAISE CAPITAL THROUGH A DIRECT PUBLIC OFFERING (DPO) This session will explore from concept to completion, how to perform all of the necessary functions to prepare and market a DPO and/or an Internet DPO. A case study will be shared of a DPO that will be presented to the investment community world-wide in early 1997. Learn from the experts the specifics on how to take your company where you want to go and ensure success including: Marketing through an investor relations firm Choosing an appropriate analyst Utilizing a transfer agent The link between broker and internet commerce David A. Levonian, President INTERNATIONAL INVESTOR RELATIONS http://iirwebtv.net 1:00 OVERCOMING THE PITFALLS AND CHALLENGES OF GOING PUBLIC The advantages of "going public" appear straight forward. The company accesses the capital it needs to expand or refine its product. (In a purely coincidental occurrence, the current shareholder [including investment bankers, SEC lawyers and stock brokers] get rich.) There are numerous challenges in conquering the process of "going public" including: There are problems with the lawyers, accountants and the bankers and they are on YOUR SIDE There are pounds of paper forms which must be submitted to every group, not to mention the SEC. However, an approved offering does not make a successful offering. It still must be marketed, either by stock brokers OR MAYBE directly over the Internet. And not just to the U.S., but to the entire world. That may be the wave of the future. Direct access to securities and their offering companies over the Internet. Michael J. Waddell, President PROMARKETING, INC. Developer of the (http://www.freemarket.org) selected by PC Novice Guide to the Web as one of the Internet "Greatest Sites" 2:00 IPONET: SELLING & ADVERTISING IPO'S ON THE INTERNET: THE CREATION OF THE FIRST PERMANENT SYNDICATE IPOnet is currently the only site on the Internet with clearance from the SEC to advertise and sell new security offerings online. IPOnet intends to have multiple Broker/Dealers listed on it's site. This will create the first permanent syndicate of Broker/Dealers. These Broker/Dealers will act as selected dealers for each others offerings and act as underwriters of their own offerings. This session will examine the following topics: Why the broker can not be eliminated from the offerings What really happens when an IPO is put on the Internet Why DPO's will never be a major threat to brokers Why a permanent syndicate will foster the creation of new offerings Leo J. Feldman, President IPONET http://www.e-iponet.com lfeldman@e-iponet.com 3:30 THE IMPORTANCE OF TRADITIONAL EXCHANGES AS A SECONDARY MARKET Taking your company public via the Internet, rather than the traditional exchange, has become a very viable alternative for small business owners. However, unless the offering is backed by a complete marketing plan, it is unlikely that the offering will reap huge financial rewards and achieve success. Incorporating a traditional exchange as a secondary market into the plan can solidify, stabilize and extend the offering beyond the Internet marketplace and create longevity and security and financial return on your offering. This session will explore secondary markets and how traditional exchanges are advocating the collaborative efforts of traditional and web offerings. Iris Golden Brackett, Manager Listing Sales CHICAGO STOCK EXCHANGE 4:30 Panel Discussion: PUBLIC OFFERINGS AND THE INTERNET: LEGAL CONSIDERATIONS Join three of the most influential Internet finance and securities attorneys for this highly interactive session. They will discuss the legal aspects associated with buying and selling securities on the Internet, including private placement, Regulation A offerings and independent public offerings. Come prepared to share your challenges and solutions! William D. Evers, Esq. MILLER, MAILLIARD & CULVER M. Greg Allio, Esq. SHARTSIS, FRIESE & GINSBERG John Perkins, Chairman THE SMALL BUSINESS CAPITAL ACCESS ASSOCIATION Charles Bennett, Associate Director of Corporate Finance NASD 5:45 CLOSE OF DAY ONE DAY TWO March 20, 1997 8:15 ELECTRONIC BULLETIN BOARDS FOR BID AND ASK OFFERS: THE EMERGENCE OF DIRECT STOCK MARKET The secondary market is the key to successful initial and direct public offerings. The traditional brokerage community has their hands tied when it comes to underwriting and making markets in small company issues. A new strata of corporate finance is being created by technological advances which marry capital requirements of entrepreneurs with risk/return and information demands of investors. This presentation will explore: Using the internet to raise capital for your company Secondary market trading on the Internet Virtual roadshows online Building your own public venture capital portfolio Investing in public venture funds Clay Womack, President DIRECT STOCK MARKET http://www.direct-stock-market.com 9:15 EXPLOITING INTERNET TECHNOLOGY TO REACH A GLOBAL AUDIENCE The power of the Internet has unleashed the potential for new business expansion and financial opportunity in a global market. Foreign businesses can now join forces quickly to create products and services and offer them to a larger population than before. This session will examine how to cultivate these partnerships, foster growth and secure positive financial outcomes by: Using the Web to build your business and partnering with co-opitition Attracting "qualified" people to your site Exploring value-added opportunities in the financial market on the Internet Michael Withrow, Director POWERTRADER, INC. http://www.powertrader.axionet.com 10:45 UNDERSTANDING THE COMPONENTS OF A STOCK TRANSFER Choosing a transfer agent with diversity of services allows your company to do more and retain extra added-value components and services. This session will take you step-by-step through the IPO process from working with attorneys through to the transfer work. Learn how to: How to judicate a stock transfer Outline the processes needed Develop the steps involved Anticipate the role of the Internet in stock transfers Sherri Herman, President THE HERMAN GROUP, INC. SMALL BUSINESS CAPITAL ACCESS ASSOCIATION 1:00 INTERNET TRANSACTIONS FOR THE PORTFOLIO MANAGER This session will feature case studies and the future outlook on internet transactions for portfolio managers including: What is the Electronic/Internet Information System? -Office based and wireless -Text and video How is it used? -The two way information flows -Routine and custom information Specific needs and requirements for the portfolio manager and ways of customizing the information What are the advantages of the new system? Costs and tools of the system -Dollars -Technology -Savvy and advertising John Palicka, CFA, CMT Portfolio Manager GLOBAL EMERGING GROWTH 2:30 INTERNET OPPORTUNITIES FOR PUBLIC COMPANIES This session will focus on opportunities available on the Internet to companies that are publicly traded. A presentation no senior executive should miss! This presentation will examine why public companies should consider the added profitability of the Internet and offer specific Internet strategies and risks including: Using the Internet to improve liquidity Build a stock analyst following using the Internet Dealing with Motley Fool's and other potential risks M. Greg Allio, Partner SHARTSIS FRIESE & GINSBERG 3:30 CREATING AN ELECTRONIC STOCK EXCHANGE Exploiting IP-Understanding Internet Protocol (IP) - How to make your business grow ON-LINE by using the "best of" all available software Order Driven Systems- Understanding why market makers & specialists are a "necessary evil" we live with, and look at the functionality of SuperDot-type automation as opposed to Drop Copy A Virtual Branch Office- The growth of the independent brokerage industry, and a look at what will happen to the traditional registered representative Compliance/Supervision- How a small brokerage firm will supervise their representatives in the Internet age Ken Gruneisen, President & CEO, BEST EX, INC. THE BOCA RATON ELECTRONIC STOCK EXCHANGE 5:30 END OF CONFERENCE Post Conference Workshops ------------------------- 9:00am - 12:00pm The Impact of the World Wide Web on Individual Investors and Electronic Stock Trading 1pm - 4pm Building the partnership between Electronic Commerce and Raising Capital1pm - 4pm ---------- The e$ lists are brought to you by: Intertrader Ltd - Commerce Solutions in the UK Visit http://www.intertrader.com/ for details ... Where people, networks and money come together: Consult Hyperion http://www.hyperion.co.uk info@hyperion.co.uk Like e$? Help pay for it! See http://www.shipwright.com/rah.html Or, for e$/e$pam sponsorship, see http://www.shipwright.com/rah/ Thanks to the e$ e$lves: Of Counsel: Vinnie Moscaritolo mailto:vinnie@webstuff.apple.com (Majordomo)^2: Rachel Willmermailto:rachel@intertrader.com Commermeister: Anthony Templer mailto:anthony@atanda.com Interturge: Rodney Thayer mailto:rodney@sabletech.com --- end forwarded text ----------------- Robert Hettinga (rah@shipwright.com), Philodox e$, 44 Farquhar Street, Boston, MA 02131 USA "Never attribute to conspiracy what can be explained by stupidity." -- Jerry Pournelle The e$ Home Page: http://www.shipwright.com/rah/ FC97: Anguilla, anyone? http://www.ai/fc97/