FINRA Fines Firm Over Social Media Influencers' Posts

Tue Mar 19 02:44:02 PDT 2024

FINRA Fines Firm Over Social Media Influencers' Posts
<https://www.law360.com/compliance/articles/1814842?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-03-19&read_main=1&nlsidx=0&nlaidx=7>

By Sarah Jarvis

The Financial Industry Regulatory Authority announced Monday that it has
settled its first formal enforcement disciplinary action stemming from a
firm's supervision of social media influencers, fining financial services
provider M1 Finance LLC $850,000 for its influencers' misleading posts.

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