NY Banks Must Vet Execs For 'Character,' Regulator Says

Gunnar Larson g at xny.io
Tue Jan 23 08:45:59 PST 2024


NY Banks Must Vet Execs For 'Character,' Regulator Says
<https://www.law360.com/fintech/articles/1788397?nl_pk=d2b3e7ef-ab62-4a62-804a-08b1615aa913&utm_source=newsletter&utm_medium=email&utm_campaign=fintech&utm_content=2024-01-23&read_main=1&nlsidx=0&nlaidx=5>

By Sarah Jarvis

New York's financial regulator on Monday issued guidance advising banks to
vet the "character and fitness" of their top brass, with the state agency
stressing that compromised directors or officers can put financial
institutions at risk.

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<https://www.law360.com/fintech/articles/1788397?nl_pk=d2b3e7ef-ab62-4a62-804a-08b1615aa913&utm_source=newsletter&utm_medium=email&utm_campaign=fintech&utm_content=2024-01-23&read_more=1&nlsidx=0&nlaidx=5>
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